Cbny Investment Services Corp. (New York)


Cbny Investment Services Corp. is a large advisory firm based in New York. It manages $36.5 million of regulatory assets for 214 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut, Florida, New Jersey, and New York.

Cbny Investment Services Corp provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cbny Investment Services Corp: assets under management

The assets under management (AUM) of Cbny Investment Services Corp. is $36.5 million. The firm's AUM has gone down by -27% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $23.9 million in discretionary accounts and $12.6 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $112.21 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $12.6 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Cbny Investment Services Corp. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cbny Investment Services Corp.

Guiora Esrubilsky has been acting as President since 1 May 2000. David Anthony Gilman joined the executive team most recently as the Srop, Crop.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Commercial Bank Of New York 100% shareholder 1 Apr 2000 75% - 100% 13-3463014
Guiora Esrubilsky Director 1 May 2000 Other xxx-xx-xxxx
John Alfred Hagen Financial & operations principal 1 May 2000 Other 1464457
Robert Lawrence Wotczak 1st vice president, director of sales and marketing 1 May 2001 Other 1984453
Jose Aparecido Paulucci Director, president and chief executive officer 1 May 2001 Other xxx-xx-xxxx
Julius J Vorchheimer 1st vice president and director of trading 1 May 2001 Other xxx-xx-xxxx
Patricia Ann Cappeto First vice president, director of compliance and legal counsel 1 May 2001 Other 1131198
Donald James Linton First vice president, financial & operations principal and treasurer 1 May 2001 Other 4240949
Gabriel Rolando Safdie Chairman of the board 1 May 2001 50% - 75% xxx-xx-xxxx
Carl Michael Schutt First vice president and director of operations 1 May 2001 Other 4290119
Christina Yewshenko Hawkins Srop, crop 1 Oct 2001 Other 1862837
Gabriel Rolando Safdie Majority shareholder 1 Nov 2001 50% - 75% 4282492
David J. Minder Director 1 Feb 2002 Other xxx-xx-xxxx
Charles Biedermann Director 1 Nov 2002 Other 4614275
Mauricio Safdie Director 1 Nov 2002 Other 4614285
Marc Hauser Director 1 Nov 2002 Other 4614286
Charles Biedermann Chairman of the board 1 Apr 2003 Other 4614275
Patricia Ann Cappeto Chief operating officer 1 Oct 2003 Other 1131198
Keith Peter Schneider Chief executive officer 1 Oct 2003 Other 3018918
David Anthony Gilman Srop, crop 1 Jan 2004 Other 1180577
S.A. Multi Finance Majority shareholder 1 Jan 2004 75% - 100%

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Gabriel R. Safdie Shareholder 1 Mar 1988 50% - 75% xxx-xx-xxxx

Based in New York

The principal office where Cbny Investment Services Corp. performs its advisory services is located at 320 Park Avenue, 21 St Floor, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-457-8600 or by fax 212-389-9500. The normal business hours are 9:00am - 5:00pm on Monday - Friday.