Heaphy Edward Thomas Jr (Springfield)

Heaphy Edward Thomas Jr is a large advisory firm based in Springfield. It manages $36.47 million of regulatory assets for 204 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Massachusetts.

Heaphy Edward Thomas Jr provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Heaphy Edward Thomas Jr: assets under management

The assets under management (AUM) of Heaphy Edward Thomas Jr is $36.47 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -28% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $36.47 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $178.78 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Heaphy Edward Thomas Jr for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Heaphy Edward Thomas Jr

Edward Thomas Heaphy has been acting as President since 1 Oct 1989. Lois B Heaphy joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Edward Thomas Heaphy	President	1 Oct 1989	75% - 100%	4337472
Lois B Heaphy	Chief compliance officer	1 Mar 2004	Other	5040931

Based in Springfield

The principal office where Heaphy Edward Thomas Jr performs its advisory services is located at 32 Hampden Street, Springfield, MA 01103 The mailing address of the firm is P. O. Box 1529, Springfield, MA 01101 1529. An additional office of the firm is in Wilbraham, MA. It doesn’t run an office outside of the United States.