Ucm Greystone Capital Management, LLC (New York)

Name: Ucm Greystone Capital Management, LLC
Address: 30 Broad St, New York, NY, 10004
Telephone: 212-797-2688

Ucm Greystone Capital Management, LLC is a large advisory firm based in New York. It manages $26 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Florida and New York.

Ucm Greystone Capital Management provides portfolio management for pooled investment vehicles. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Ucm Greystone Capital Management: assets under management

The assets under management (AUM) of Ucm Greystone Capital Management, LLC is $26 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -31% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $26 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $26 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ucm Greystone Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ucm Greystone Capital Management, LLC

John Oscar Utendahl has been acting as President since 1 Jan 2003. Thomas Mandel has served as the Chief Investment Officer since 1 Jan 2003. Paul Alan Lieberman joined the executive team most recently as the General Counsel.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Perry Wayne Moore	Executive vice president	1 Jan 2003	Other	1719985
Ira D Hall	President & ceo	1 Jan 2003	Other	706252
Leroy John Watkins	General counsel	1 Jan 2003	Other	4246138
Thomas Mandel	Chief investment officer	1 Jan 2003	Other	1570248
Jeffrey Alan Gugick	Chief financial officer	1 Jan 2003	Other	3205640
John Oscar Utendahl	Chairman	1 Jan 2003	Other	1055234
L.P. Utendahl Capital Management	Managing member	1 Jan 2003	75% - 100%	106297
Thomas Benjamin Mandel	Chief investment officer	1 Jan 2003	Other	1570248
Ira Devoyd Hall	President & ceo	1 Jan 2003	Other	706252
Utendahl Capital Management Lp	Managing member	1 Jan 2003	75% - 100%	106297
Philip Andrew Dina	Chief complance officer	1 Apr 2004	Other	1368917
Paul Alan Lieberman	General counsel	1 Dec 2004	Other	2187798
Penny Zuckerwise	President & ceo	1 Dec 2004	Other	4940506

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
L.P. Utendahl Management	Managing partner	1 Oct 1992	Other	13-3769883
Utendahl Capital Corporation	General partner	1 Jan 2003	Other	13-3663001

Based in New York

The principal office where Ucm Greystone Capital Management, LLC performs its advisory services is located at 30 Broad St, New York, NY 10004, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-797-2688 or by fax 212-425-4199. The normal business hours are 8:00am to 6:00pm on Monday - Friday. You can find more information about the New York firm at www.utendahl.com.