Invesco Hong Kong Limited (Hong Kong)

Name: Invesco Hong Kong Limited
Address: 41/F, Champion Tower, Hong Kong
Telephone: 852 3128 6000

Invesco Hong Kong Limited is a large advisory firm based in Hong Kong. It manages $25.48 billion of regulatory assets for 91 client accounts. It has been registered with the SEC as an adviser since 2006.

Invesco Hong Kong Limited provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Invesco Hong Kong Limited: assets under management

The assets under management (AUM) of Invesco Hong Kong Limited is $25.48 billion. The firm's AUM has grown by 642% since the beginning of its operation, and $24.71 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $24.49 billion in discretionary accounts and $994.09 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $298.61 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $110.45 million.

Investments

The firm invests in exchange traded securities the most. They account for 55% of the total AUM. The second-largest asset type is non-investment grade corporate bonds, which make up 19% of the firm’s portfolio. Investments in cash and cash equivalents form 9% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Invesco Hong Kong Limited for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients John Gerald Greenwood serves?

The firm provides services to insurance companies, investment companies, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of John Gerald Greenwood is pooled investment vehicles with 70 clients and $21.55 billion of assets under management. Among the 11 most similar advisory firms, Invesco Hong Kong Limited has the 5th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $25.47 billion for 90 clients. 97% of the firm’s clients are foreign persons or businesses.

Invesco Hong Kong Limited doesn't advise any private funds.

Careers at Invesco Hong Kong Limited

The company employs 229 people that are either part- or full-time employees. 32 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

John Gerald Greenwood has been acting as President since 1 Jun 1998. Li Chian See joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Andrew Tak Shing Lo	Director & chief executive, asia pacific	1 Apr 1997	Other	4360113
Gracie Yuen See Liu	Director, head of investment administration	1 Dec 1997	Other	4363196
John Gerald Greenwood	Director	1 Jun 1998	Other	4363198
Jeremy Charles Simpson	Director, regional head of finance and human resources, asia pacific	1 Oct 2000	Other	4360117
Siu Mei Lee	Director, head of finance and administration	1 Jan 2003	Other	4647273
Invesco Asset Management Pacific Limited	Shareholder	1 Mar 2003	75% - 100%	foreign
Kerry Kim Wai Ching	Director, ceo, hong kong	1 Oct 2004	Other	4520019
Nelson Ka Ming Tang	Chief compliance officer	1 Mar 2005	Other	4936203
James Kuang Kuo Cheng	Director, chief investment officer	1 Oct 2005	Other	5120505
Anna Seen Ming Tong	Director, regional head of investments, asia pacific	1 Jul 2006	Other	5232981
Kwok Ho Michael Ng	Chief compliance officer	1 Oct 2006	Other	5232980
Vivien Teu	Chief legal officer	1 Jan 2009	Other	5892559
Siu Mei Lee	Director, head of finance, greater china	1 Mar 2009	Other	4647273
Ka Yiu Desmond Ng	Director, chief operating officer and head of sales and marketing, asia ex japan	1 Apr 2009	Other	4731078
Jeremy Charles Simpson	Director & asia pacific controller	1 Feb 2011	Other	4360117
Cindy Tsz Man Tse	Chief compliance officer	1 Feb 2012	Other	hong kong
Cindy Tse	Chief compliance officer	1 Feb 2012	Other	6036443
Cindy Wong	Chief legal officer	1 Jun 2013	Other	6213059
Ka Yiu Desmond Ng	Director, chief executive officer, greater china	1 Jul 2013	Other	4731078
Gracie Yuen See Liu	Director, head of asia pacific portfolio services	1 Feb 2014	Other	4363196
Gary Ho	Chief compliance officer	1 Apr 2014	Other	6288926
San Kong Terry Pan	Director, ceo, greater china, singapore & korea	1 Apr 2015	Other	6487874
Moon Tai Leung	Chief compliance officer	1 Apr 2016	Other	6642710
Yee Wah Yeung	Chief compliance officer	1 Jul 2017	Other	6827563
Martin Peter Franc	Director	1 Jun 2018	Other	6973740
Karina Yee Lai Tang	Chief compliance officer	1 Feb 2019	Other	7075090
Li Chian See	Chief compliance officer	1 Sep 2019	Other	3017968

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Invesco Holding Company Limited	Sole shareholder	1 Dec 1994	75% - 100%	united kingdom
Amvescap Plc	Sole shareholder	1 Dec 1994	75% - 100%	foreign
Invesco Ltd	Sole shareholder	1 Dec 1994	75% - 100%	foreign
Invesco Pacific Group Limited	Shareholder	1 Mar 2003	75% - 100%	foreign
Invesco Ltd	Sole shareholder	1 Dec 2007	75% - 100%	98-0557567

Based in Hong Kong

The principal office where Invesco Hong Kong Limited performs its advisory services is located at 41/F, Champion Tower, Hong Kong, , which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 852 3128 6000 or by fax 852 3128 6001. The normal business hours are 9:00 a.m.- 6:00 p.m. on Monday - Friday. You can find more information about the New York firm at invesco.com.hk and its LinkedIn profile.