Focusshares, LLC (St. Louis)

Name: Focusshares, LLC
Address: 700 Maryville Centre Drive, St. Louis, MO, 63141
Telephone: 201-930-8500

Focusshares, LLC is an investment adviser to an investment company based in St. Louis. It manages $101.8 million of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Missouri and New Jersey.

Focusshares provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Focusshares: assets under management

The assets under management (AUM) of Focusshares, LLC is $101.8 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 306% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $101.8 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $6.79 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Focusshares, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Focusshares, LLC

Rodger Odell Riney has been acting as President since 1 Sep 2011. Scott Jay Golde joined the executive team most recently as the President, Chief Operating Officer, Chief Compliance Officer And Manager.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Erik Allan Liik	Ceo/member	1 Mar 2007	50% - 75%	871283
Michael J. Voskian	Coo/chief compliance officer/member	1 Mar 2007	50% - 75%	4498576
David Henry Weissman	Chief compliance officer	1 Feb 2008	Other	2821025
George Alan Marootian	General counsel/member	1 Sep 2008	Other	5656997
Thomas Robert Wald	Product development/member	1 Oct 2008	Other	2855105
Michael Liik	Marketing manger/ member	1 Jan 2009	Other	5426398
Drew Oconnor Dennison	Chief financial officer, manager	1 Jun 2010	Other	4946550
Inc. Scottrade Financial Services	Llc member	1 Jun 2010	75% - 100%	26-1321992
Andrew Christopher Small	Manager	1 Jun 2010	Other	3068715
Steven Joseph Walkenbach	Manager	1 Jun 2010	Other	3142099
Rodger Odell Riney	Chairman	1 Sep 2011	Other	376936
Kimberly Berkebile Wells	Manager	1 Sep 2011	Other	4188578
Ian Shawn Patterson	Manager	1 Sep 2011	Other	5016126
Scott Jay Golde	President, chief operating officer, chief compliance officer and manager	1 Jul 2012	Other	5516146

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Rodger Riney Trust Dtd 8/2/91	Shareholder	1 Oct 2007	50% - 75%	xxx-xx-xxxx

Based in St. Louis

The principal office where Focusshares, LLC performs its advisory services is located at 700 Maryville Centre Drive, St. Louis, MO 63141, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 201-930-8500. The normal business hours are 8am-5pm on Monday - Friday. You can find more information about the New York firm at www.focusshares.com.