Colonial Consulting, LLC (New York)

Name: Colonial Consulting, LLC
Address: 750 Third Avenue, New York, NY, 10017
Telephone: 212-218-4900

Colonial Consulting, LLC is a large advisory firm based in New York. It manages $211.42 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of California, Connecticut, Florida, and 7 other states.

Colonial Consulting provides portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and workshops, and investment consulting services including asset allocation strategy,investment objectives,performance measurement,. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Colonial Consulting: assets under management

The assets under management (AUM) of Colonial Consulting, LLC is $211.42 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $211.42 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $105.71 million each.

Colonial Consulting has custody of $199.73 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in pooled investment vehicles the most. They account for 58% of the total AUM. The second-largest asset type is investment and business development companies, which make up 29% of the firm’s portfolio. Investments in exchange traded securities form 7% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Colonial Consulting, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Matthew Van Kirk serves?

The firm provides services to charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Matthew Van Kirk is charitable organizations with 129 clients and $211.42 million of assets under management. Among the 10 most similar advisory firms, Colonial Consulting has the highest percentage of charitable organizations out of all clients.

The amount of regulatory assets under management is $211.42 million for 143 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Colonial Consulting doesn't advise any private funds.

Careers at Colonial Consulting, LLC

The company employs 63 people that are either part- or full-time employees. 37 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Matthew Van Kirk has been acting as President since 1 Jan 2006. Thomas Alan Bockhorst joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Dine Fortuna Grullon	Managing member	1 Jun 2004	Other	1450422
Charles Constantine Georgalas	Managing member	1 Jun 2004	Other	2544949
Michael Adam Miller	Managing member	1 Jun 2004	Other	4320079
Dine Grullon	Managing partner	1 Jun 2004	Other	1450422
Milinda Suazo Ceglia	Managing member/chief financial officer/chief compliance officer	1 Jul 2004	Other	2216163
Milinda Suazo Ceglia	Chief financial officer	1 Aug 2004	Other	2216163
Matthew Van Kirk	Director	1 Jan 2006	Other	5315952
Jr. Raymond S. Vena	Director	1 Jan 2006	Other	5315966
Amita K Patel	Director	1 Apr 2007	Other	2824694
Amita K Schultes	Director	1 Apr 2007	Other	2824694
Brian Francois Crawford	Director	1 Jan 2009	Other	2584269
Jr. Raymond Stephen Vena	Managing member	1 Jan 2014	Other	5315966
Jonathan Brett Goldberg	Managing member	1 Jan 2014	Other	6316041
Amita K Schultes	Managing member	1 Jan 2014	Other	2824694
Brian Francois Crawford	Managing member	1 Jan 2014	Other	2584269
Brian Francis Crawford	Managing member	1 Jan 2014	Other	2584269
Jr. Raymond S. Vena	Managing member	1 Jan 2014	Other	5315966
Jonathan Goldberg	Managing member	1 Jan 2014	Other	6316041
James Harry Russo	Managing member	1 Jan 2015	Other	4325555
Matthew Van Kirk	Managing member	1 Jan 2018	Other	5315952
Thomas Alan Bockhorst	Chief compliance officer	1 Jul 2019	Other	7165220

Based in New York

The principal office where Colonial Consulting, LLC performs its advisory services is located at 750 Third Avenue, New York, NY 10017, which is also the mailing address of the firm. An additional office of the firm is in Atlanta, GA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-218-4900 or by fax 212-218-4930. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at colonialconsulting.com and its LinkedIn profile.