Holdun Investment Management Inc (Montreal)

Name: Holdun Investment Management Inc
Address: 1250 Rene Levesque, Boulevard West, Suite 3932, Montreal, H3 B 4 W8
Telephone: 514-939-2777

Holdun Investment Management Inc is a large advisory firm based in Montreal. It manages $28.48 million of regulatory assets for 17 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Florida, Illinois, and 5 other states.

Holdun Investment Management provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Holdun Investment Management: assets under management

The assets under management (AUM) of Holdun Investment Management Inc is $28.48 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $28.48 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.68 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Holdun Investment Management Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Holdun Investment Management Inc

Stuart Gwyllym Dunn has been acting as President since 1 Oct 1998. Real Mimeault joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Constantine Kostarakis	Dir/vp/coo	1 Jul 1998	Other	4395946
Stuart Gwyllym Dunn	Dir./president	1 Oct 1998	25% - 50%	4395934
Graziella Di Meo	Vp/cfo/secretary	1 Oct 1998	Other	4395960
Richard Justin Sterne	Dir/shareholder	1 Oct 1998	Other	435698
William Andrew Krusen	Dir./shareholder	1 Oct 1998	Other	276072
Mark Ensio	Shareholder	1 Oct 1998	Other	4395975
Peter Holt Dunn	Director	1 Oct 1998	Other	4395978
Clay Morris Biddinger	Shareholder	1 Oct 1998	Other	4395985
Services Financiers Cdpq	Shareholder	1 Oct 1998	Other	foreign
Denis Auclair	Director	1 Oct 1998	Other	4395991
Paine Webber Capital Inc.	Shareholder	1 Oct 1998	Other	13-3261841
Real Mimeault	Director	1 Apr 2000	Other	4395998

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Caisse De Depot Et Placement De Quebec	Owner	1 Oct 1998	75% - 100%	foreign
Gouvernment Du Quebec	Owner	1 Oct 1998	75% - 100%	foreign
Painewebber Group Inc.	Owner	1 Oct 1998	75% - 100%	13-2760086

Based in Montreal

The principal office where Holdun Investment Management Inc performs its advisory services is located at 1250 Rene Levesque, Boulevard West, Suite 3932, Montreal, H3 B 4 W8, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 514-939-2777 or by fax 514-939-2945. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.holdun.com.