Sherborne Investors Management LP (New York)

Name: Sherborne Investors Management LP
Address: 135 East 57 Th Street, New York, NY, 10022 2152
Telephone: 212-735-1000

Sherborne Investors Management LP is a large advisory firm based in New York. It manages $2.29 billion of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2013.

Sherborne Investors Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sherborne Investors Management: assets under management

The assets under management (AUM) of Sherborne Investors Management LP is $2.29 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 299% since the beginning of its operation, and $281.9 million of the total AUM is attributable to clients outside of the United States.

The firm manages $2.29 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $381.63 million each.

Sherborne Investors Management has custody of $2.29 billion in cash and securities for 6 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sherborne Investors Management LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Sherborne Investors Management serves?

The only and largest group of clients of Sherborne Investors Management is pooled investment vehicles with 6 clients and $2.29 billion of assets under management. Among the 8 most similar advisory firms, Sherborne Investors Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $2.29 billion for 6 clients. 33% of the firm’s clients are foreign persons or businesses.

Sherborne Investors Management also advises several private funds. Namely, six other private funds.

Careers at Sherborne Investors Management LP

The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Edward John Bramson	Chief executive officer of registrant and relying adviser	1 May 2006	50% - 75%	826903
Craig L. Mckibben	Chief compliance officer of registrant and relying adviser	1 May 2006	Other	6013659
Llc Sherborne Investors Gp	General partner of registrant	1 May 2006	75% - 100%	204960973
Sherborne Investors Management Lp	Sole member of relying adviser	1 May 2006	75% - 100%	160178
Llc Sherborne Investors Management Gp	General partner of registrant	1 May 2006	Other	204960923
Stephen L Welker	Director of research	1 Jan 2010	25% - 50%	4814870
Stephen L Welker	Director of research of registrant and relying adviser	1 Jan 2011	Other	4814870
Suzanne M. Nicosia	Chief compliance officer of registrant and relying adviser	1 Jan 2016	Other	6608228
Suzanne Nicosia	Chief compliance officer of registrant and relying adviser	1 Jan 2016	Other	6608228
Jay C Molloy	Chief compliance officer	1 Nov 2017	Other	6786397
Jacqueline Irene Kepple	Chief compliance officer	1 Mar 2018	Other	5164042
Jay C Molloy	Chief compliance officer	1 Oct 2018	Other	6786397
Steven Jay Perl	Chief compliance officer	1 Dec 2018	Other	4899652

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Stephen L Welker	Managing director	1 Mar 2013	25% - 50%	4814870
Stephen L Welker	Managing member	1 Jan 2014	25% - 50%	4814870

Based in New York

The principal office where Sherborne Investors Management LP performs its advisory services is located at 135 East 57 Th Street, New York, NY 10022 2152, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-735-1000 or by fax 212-735-1001. The normal business hours are 9:00am to 5 pm on Monday - Friday. You can find more information about the New York firm at sherborneinvestors.com.