Focus Point Capital LLC (Boulder)

Name: Focus Point Capital LLC
Address: 3065 11 Th Street, Boulder, CO, 80304
Telephone: (303) 381-2264

Focus Point Capital LLC is an adviser based in Boulder. It manages $26.15 million of regulatory assets for 30 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Colorado and Texas.

Focus Point Capital provides portfolio management for individuals and small businesses and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Focus Point Capital: assets under management

The assets under management (AUM) of Focus Point Capital LLC is $26.15 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -71% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $26.15 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $871.66 thousand each.

Focus Point Capital has custody of $17.17 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 56% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 44% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Focus Point Capital LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Focus Point Capital LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Caleb Sarkis Sevian	Managing member/chief compliance officer	1 Nov 2010	75% - 100%	4600600

Based in Boulder

The principal office where Focus Point Capital LLC performs its advisory services is located at 3065 11 Th Street, Boulder, CO 80304, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (303) 381-2264. The normal business hours are 8:00 a.m. - 4:00 p.m. on Monday - Friday. You can find more information about the New York firm at focuspointcap.com.