Chartered Advisory Group, Inc. (Chadds Ford)


Chartered Advisory Group, Inc. is a large advisory firm based in Chadds Ford. It manages $144.13 million of regulatory assets for 1,099 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Delaware, Maryland, and Pennsylvania.

Chartered Advisory Group provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Chartered Advisory Group: assets under management

The assets under management (AUM) of Chartered Advisory Group, Inc. is $144.13 million. The firm's AUM has grown by 158% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $16.28 million in discretionary accounts and $127.85 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $82.61 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $141.74 thousand.

Investments

The firm invests in other assets the most. They account for 55% of the total AUM. The second-largest asset type is pooled investment vehicles, which make up 38% of the firm’s portfolio. Investments in cash and cash equivalents form 6% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Chartered Advisory Group, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Chartered Advisory Group serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Chartered Advisory Group is individuals with 444 clients and $131.4 million of assets under management. Among the 9 most similar advisory firms, Chartered Advisory Group has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $144.13 million for 455 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Chartered Advisory Group doesn't advise any private funds.

Careers at Chartered Advisory Group, Inc.

The company employs 8 people that are either part- or full-time employees. 63 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
William Henry Kantner President / chief compliance officer/secretary 1 Jan 2001 50% - 75% 1091702

Based in Chadds Ford

The principal office where Chartered Advisory Group, Inc. performs its advisory services is located at 130 Commons Court, Chadds Ford, PA 19317, which is also the mailing address of the firm. An additional office of the firm is in Harrisburg, PA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 610-459-8872 or by fax 610-459-8171. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at charteredadvisory.com.

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