Mt Thaler Investment Management LLP (London)


Mt Thaler Investment Management LLP is a large advisory firm based in London. It manages $35 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2006.

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Mt Thaler Investment Management provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mt Thaler Investment Management: assets under management

The assets under management (AUM) of Mt Thaler Investment Management LLP is $35 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.


The firm manages $35 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $35 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mt Thaler Investment Management LLP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
David Adam Aserkoff Owner 1 Oct 2003 25% - 50% 5072464
Joseph Vax John Owner 1 Oct 2003 25% - 50% 5073679
Mt Thaler Investment Management Cayman Ltd Owner 1 Oct 2003 75% - 100% foreign entity

Based in London

The principal office where Mt Thaler Investment Management LLP performs its advisory services is located at 8 Frederick's Place, London, Ec2 R 8 Hy, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number +44 20 7796 2462 or by fax +44 20 7796 2464. The normal business hours are 9-5 gmt on Monday - Friday. You can find more information about the New York firm at www.mtthaler.com.