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Rockville Capital, LLC (Garden City)


Rockville Capital, LLC is a large advisory firm based in Garden City. It manages $200 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2014.

Rockville Capital provides portfolio management for pooled investment vehicles and co-adviser to a private investment fund. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rockville Capital: assets under management

The assets under management (AUM) of Rockville Capital, LLC is $200 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -2% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $200 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $200 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Rockville Capital, LLC for their services and products based on performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Margaret Sweeney Trustee 1 May 2013 Other 6196227

Based in Garden City

The principal office where Rockville Capital, LLC performs its advisory services is located at 1010 Franklin Avenue, Garden City, NY 11530, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 516-992-7800 or by fax 516-992-7799. The normal business hours are 9:00am - 5:30pm on Monday - Friday.


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