Invesco Canada Ltd. (Toronto, Ontario)

Name: Invesco Canada Ltd.
Address: 5140 Yonge Street, Toronto, Ontario, M2 N 6 X7
Telephone: 1-800-874-6275

Invesco Canada Ltd. is a large advisory firm based in Toronto, Ontario. It manages $23.05 billion of regulatory assets for 133 client accounts. It has been registered with the SEC as an adviser since 2011.

Invesco Canada provides portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and portfolio management for canadian mutual funds. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Invesco Canada: assets under management

The assets under management (AUM) of Invesco Canada Ltd. is $23.05 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 6% since the beginning of its operation, and $23.05 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $23.05 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $173.31 million each.

Investments

The firm invests in exchange traded securities the most. They account for 95% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 3% of the firm’s portfolio. Investments in investment and business development companies form 2% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Invesco Canada Ltd. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Pietro (Peter) Intraligi serves?

The firm provides services to insurance companies, investment companies, banking or thrift institutions, and pension and profit sharing plans. The largest group of clients of Pietro (Peter) Intraligi is investment companies with 130 clients and $22.32 billion of assets under management. Among the 10 most similar advisory firms, Invesco Canada has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $23.05 billion for 133 clients. 99% of the firm’s clients are foreign persons or businesses.

Invesco Canada doesn't advise any private funds.

Careers at Invesco Canada Ltd.

The company employs 157 people that are either part- or full-time employees. 17 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Pietro (Peter) Intraligi has been acting as President since 1 Jan 2011. Robert Brett Mikalachki has served as the Chief Investment Officer since 1 Apr 2015 and Philip Taylor is the Chief Executive Officer of Invesco Canada Ltd. family office. Harsh Damani joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Colvin Warren	Director, executive vice president & chief financial officer	1 Jan 2011	Other	4664351
Invesco Canada Holdings Inc.	Owner of all shares of the registrant	1 Jan 2011	75% - 100%	n/a
Annie Ping Ting Chong Chew	Senior vice president, global head of portfolio services	1 Jan 2011	Other	4777968
Pietro (Peter) Intraligi	Director	1 Jan 2011	Other	4673496
Harsh Damani	Senior vice president, fund administraton	1 Jan 2011	Other	5315995
Scott Robert Mclean	Senior vice president, head of distribution	1 Jan 2011	Other	5505717
Eric Jeffrey Adelson	Director	1 Jan 2011	Other	5507757
John Dimitrios Maniatis	Senior vice president, marketing communications	1 Jan 2011	Other	5766306
James (Jim) Charles Russell	Senior officer, client services & administration	1 Jan 2011	Other	5766335
James (Jamie) Douglas Kingston	Senior vice president, product management & development	1 Jan 2011	Other	5766340
Philip Taylor	Chief executive officer	1 Jan 2011	Other	5189482
Philip Alexander Taylor	Director	1 Jan 2011	Other	4664005
Wayne John Bolton	Chief compliance officer	1 Jan 2011	Other	4971170
Graham Stewart Anderson	Director	1 Jan 2011	Other	5315968
Theodor Constantin Heldman	Chief financial officer, funds	1 Jan 2011	Other	5572033
Giuseppe (Joe) Di Massimo	Senior vice president, institutional investments	1 Mar 2011	Other	5904797
Eric Jeffrey Adelson	Senior vice president, head of legal-canada	1 May 2011	Other	5507757
Philip Taylor	Chairman	1 May 2011	Other	5189482
Philip Alexander Taylor	Chairman	1 May 2011	Other	4664005
Florbela (Flora) De Sousa	Vice president, human resources	1 Aug 2011	Other	5977522
David Moore Genova	Director	1 Nov 2011	Other	4438619
Eric Jeffrey Adelson	Chief compliance officer	1 Jun 2012	Other	5507757
Daniela Jurisic Nalli	Chief compliance officer	1 Dec 2012	Other	6144978
Harsh Damani	Chief financial officer, funds	1 Jan 2013	Other	5315995
Robert Brett Mikalachki	Chief investment officer	1 Apr 2015	Other	6490638
Michael H Peck	Senior vice president, institutional investments	1 Jul 2015	Other	6431381
Jason Christopher Mackay	Senior vice president, national sales manager	1 Apr 2016	Other	6651572
Eric Jeffrey Adelson	Chief compliance officer	1 Mar 2017	Other	5507757
Inc. Invesco	Sole shareholder holding all the issued common shares	1 Nov 2017	75% - 100%	canada - nova scotia
Andrew Joseph Manning	Head of wmi segment marketing	1 Dec 2017	Other	5608543
Jasmin Jabri	Chief compliance officer	1 Jan 2018	Other	6899884
Jason Christopher Mackay	Head of wealth management intermediaries, canada	1 Apr 2018	Other	6651572
Jasmin Jabri	Vp, compliance	1 Apr 2018	Other	6899884
David Colvin Warren	Chief administrative officer, americas	1 Apr 2018	Other	4664351
Harsh Damani	Funds & north america head - fund accounting and fund expenses	1 Apr 2018	Other	5315995
John Mark Zerr	Director, chairman, chief executive officer and president	1 Mar 2019	Other	2792416
Harsh Damani	Director	1 Jun 2019	Other	5315995
James (Jim) Charles Russell	Director	1 Jun 2019	Other	5766335
Jason Christopher Mackay	Director	1 Jun 2019	Other	6651572

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Invesco Ltd.	Sole shareholder holding all the issued ordinary shares	1 Dec 2007	75% - 100%	bermuda
Invesco Holding Company Limited	Sole shareholder holding all the issued common shares	1 Jan 2009	75% - 100%	united kingdom
Invesco Inc.	Sole shareholder holding all the issued common shares	1 Jan 2009	75% - 100%	nova scotia
Invesco Holding Company Limited (Uk)	Sole shareholder holding all the issued common shares	1 Jan 2009	75% - 100%	united kingdom

Based in Toronto, Ontario

The principal office where Invesco Canada Ltd. performs its advisory services is located at 5140 Yonge Street, Toronto, Ontario, M2 N 6 X7, which is also the mailing address of the firm. An additional office of the firm is in Atlanta, GA. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 1-800-874-6275 or by fax 1-800-631-7008. The normal business hours are 8:00 a.m. - 6:00 p.m. eastern standard time on Monday - Friday. You can find more information about the New York firm at trimark.ca.