Tim Looney Investments, LLC (Lake Mary)

Name: Tim Looney Investments, LLC
Address: 1145 Townpark Avenue, Lake Mary, FL, 32746
Telephone: 407-331-6961

Tim Looney Investments, LLC is a large advisory firm based in Lake Mary. It manages $221.22 million of regulatory assets for 918 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of California, Florida, Georgia, and 4 other states.

Tim Looney Investments provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Tim Looney Investments: assets under management

The assets under management (AUM) of Tim Looney Investments, LLC is $221.22 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in exchange traded securities the most. They account for 63% of the total AUM. The second-largest asset type is investment and business development companies, which make up 17% of the firm’s portfolio. Investments in cash and cash equivalents form 11% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Tim Looney Investments, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Tim Looney Investments serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Tim Looney Investments is high net worth individuals with 73 clients and $149.57 million of assets under management. Among the 10 most similar advisory firms, Tim Looney Investments has the 5th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $221.22 million for 330 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Tim Looney Investments doesn't advise any private funds.

Careers at Tim Looney Investments, LLC

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Timothy Gerard Looney	Managing member/chief compliance officer	1 May 2012	75% - 100%	1803045

Based in Lake Mary

The principal office where Tim Looney Investments, LLC performs its advisory services is located at 1145 Townpark Avenue, Lake Mary, FL 32746, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 407-331-6961 or by fax 888-807-6590. The normal business hours are 8:30 am - 5 pm on Monday - Friday. You can find more information about the New York firm at timlooneyinvestments.com.