Triton Pacific Adviser, LLC (Los Angeles)

Triton Pacific Adviser provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Triton Pacific Adviser: assets under management

The assets under management (AUM) of Triton Pacific Adviser, LLC is $21.64 million. The firm's AUM has gone down by -75% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $17.57 million in discretionary accounts and $4.07 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $17.57 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $813.57 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Triton Pacific Adviser, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Craig Jeffrey Faggen serves?

The firm provides services to pooled investment vehicles and business development companies. The largest group of clients of Craig Jeffrey Faggen is business development companies with 1 clients and $17.57 million of assets under management. Among the 1 most similar advisory firms, Triton Pacific Adviser has the highest percentage of business development companies out of all clients.

The amount of regulatory assets under management is $21.64 million for 6 clients. None of the firm’s clients are foreign persons or businesses.

Triton Pacific Adviser also advises several private funds. Namely, five private equity funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $150,000.

Careers at Triton Pacific Adviser, LLC

The company employs 7 people that are either part- or full-time employees. 71 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Craig Jeffrey Faggen has been acting as President since 1 Apr 2011. Michael Louis Carroll joined the executive team most recently as the Chief Compliance Officer And Chief Financial Officer.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 2 indirect owners.

Based in Los Angeles

The principal office where Triton Pacific Adviser, LLC performs its advisory services is located at 6701 Center Drive West, Los Angeles, CA 90045, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-943-4990 or by fax 310-943-4995. The normal business hours are 9am-5pm on Monday - Friday.

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