Aristotle Atlantic Partners, LLC (New York)


Aristotle Atlantic Partners, LLC is a large advisory firm based in New York. It manages $301.95 million of regulatory assets for 63 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of California, Georgia, Nebraska, and 3 other states.

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Aristotle Atlantic Partners provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Aristotle Atlantic Partners: assets under management

The assets under management (AUM) of Aristotle Atlantic Partners, LLC is $301.95 million. The firm's AUM has grown by 24% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $73.22 million in discretionary accounts and $228.74 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.28 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $38.12 million.

Investments

The firm invests in exchange traded securities the most. They account for 97% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 3% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Aristotle Atlantic Partners, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Aristotle Atlantic Partners serves?

The firm provides services to individuals, investment companies, charitable organizations, and corporations or other businesses. The largest group of clients of Aristotle Atlantic Partners is individuals with 54 clients and $144.42 million of assets under management. Among the 8 most similar advisory firms, Aristotle Atlantic Partners has the 2nd highest percentage of individuals out of all clients.


The amount of regulatory assets under management is $301.95 million for 63 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Aristotle Atlantic Partners doesn't advise any private funds.

Careers at Aristotle Atlantic Partners, LLC

The company employs 8 people that are either part- or full-time employees. 63 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Michelle Monsalud Gosom Owner, chief compliance officer 1 Oct 2016 Other 2969108
Llc Aristotle Capital Management Owner 1 Oct 2016 Other 109876
Llc Rcb Acquisition Company Owner/managing member 1 Oct 2016 50% - 75% 45-2505437
Richard Harlan Schweitzer Owner, senior partner 1 Oct 2016 Other 2312588
Gary Wayne Lisenbee Owner, senior partner 1 Oct 2016 Other 1028756
Nancy Jeddeloh Scarlett Managing director, chief operations officer 1 Oct 2016 Other 1387919
Walter Ross Holman Owner, director, senior research analyst 1 Nov 2016 Other 2760144
Joseph Benevento Owner, chief investment officer 1 Dec 2016 Other 2023070
Owen Bernard Fitzpatrick Owner, managing director, lead portfolio manager 1 Dec 2016 Other 5559595
Thomas Michael Hynes Owner, managing director, portfolio manager 1 Dec 2016 Other 2462433
Brendan Michael Oneill Owner, director, portfolio manager 1 Dec 2016 Other 4132566
Owen B Fitzpatrick Owner, managing director, lead portfolio manager 1 Dec 2016 Other 5559595
Thomas M Hynes Owner, managing director, portfolio manager 1 Dec 2016 Other 2462433
Nancy Jeddeloh Scarlett Owner, managing director, chief risk officer 1 Feb 2018 Other 1387919

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
Gleicher Trust Owner 1 Jul 2007 25% - 50% xxx-xx-xxxx
Jacqueline Hollander Trustee 1 Oct 2009 Other 5908440
Richard Scott Hollander Trustee 1 Oct 2009 Other 724511
Richard Hollander And Jacqueline Hollander Ttee Of The Hollander Family Trust Dated 12/28/88 Owner 1 Oct 2009 75% - 100% xxx-xx-xxxx
Richard Hollander And Jacqueline Hollander Ttee Of Teh Hollander Family Trust Dated 12/28/88 Owner 1 Oct 2009 75% - 100% xxx-xx-xxxx
Llc Metwest Ventures Owner/member 1 Jul 2011 25% - 50% 80-0490869
Howard Roy Gleicher Trustee 1 Jul 2011 Other 2123433

Based in New York

The principal office where Aristotle Atlantic Partners, LLC performs its advisory services is located at 489 5 Th Avenue, New York, NY 10017, which is also the mailing address of the firm. An additional office of the firm is in Los Angeles, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-652-4150 or by fax 310-478-8496. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at aristotlecap.com/aristotle-atlantic/.