Cnl Strategic Capital Management, LLC (Orlando)

Cnl Strategic Capital Management, LLC is a large advisory firm based in Orlando. It manages $102.83 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Delaware and Florida.

Cnl Strategic Capital Management provides provide portfolio management to a holding (operating) company. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Cnl Strategic Capital Management: assets under management

The assets under management (AUM) of Cnl Strategic Capital Management, LLC is $102.83 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 26% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $102.83 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $102.83 million each.

Cnl Strategic Capital Management has custody of $31 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cnl Strategic Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cnl Strategic Capital Management, LLC

The company employs 5 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Tammy Jo Tipton	Chief financial officer and treasurer	1 Aug 2016	Other	1912968
Inc. Cfg Xvi	Manager	1 Aug 2016	75% - 100%	81-3625860
Tracy Gene Schmidt	Chief executive officer and president	1 Aug 2016	Other	6754043
Thomas Kent Sittema	Elected manager	1 Aug 2016	Other	2495693
Tracy G. Schmidt	Chief executive officer and president	1 Aug 2016	Other	6754043
Susan Lynn Terenzio	Chief compliance officer	1 Dec 2016	Other	5653809
Chirag Jashvantlal Bhavsar	Manager of managing member	1 Dec 2017	Other	6759337

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
James Monroe Seneff	100% member	1 Nov 2008	75% - 100%	727193
Llc Cnl Holdings	100% member	1 Nov 2008	75% - 100%	26-3710101
Dayle Lynn Seneff	100% member	1 Mar 2016	75% - 100%	1969570
Llc Cnl Financial Group	100% shareholder	1 Aug 2016	75% - 100%	26-3710195
Llc Dlhs Holdings	50% shareholder	1 Aug 2016	50% - 75%	81-1733450

Based in Orlando

The principal office where Cnl Strategic Capital Management, LLC performs its advisory services is located at 450 S. Orange Ave., Orlando, FL 32801 The mailing address of the firm is P.O. Box 4920, Orlando, FL 32802 4920. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 407-540-2739 or by fax 407-641-8394. The normal business hours are 8:30am-5:30pm on Monday - Friday.