Tfo Usa Limited (New York)


Tfo Usa Limited is a large advisory firm based in New York. It manages $870.96 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2012.

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Tfo Usa Limited provides sub-adviser to an investment adviser. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tfo Usa Limited: assets under management

The assets under management (AUM) of Tfo Usa Limited is $870.96 million. $870.96 million of the total AUM is attributable to clients outside of the United States.

Investments

The firm invests in other assets the most. They account for 87% of the total AUM. The second-largest asset type is exchange traded securities, which make up 9% of the firm’s portfolio. Investments in non-exchange traded securities form 3% of the total invested assets.

Careers at Tfo Usa Limited

The company employs 11 people that are either part- or full-time employees. 64 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Abdulmohsin Nmn Al Omran has been acting as President since 1 Oct 2010. Tyson Anwar Pratcher joined the executive team most recently as the Head Of Investment.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
The Family Office Co. Bsc(C) Owner 1 Oct 2010 75% - 100% 37-1632712
Abdulmohsin Nmn Al Omran President 1 Oct 2010 Other 6028888
The Family Office Group Owner 1 Oct 2010 75% - 100% 37-1632712
Abdulmohsin Al Omran President 1 Oct 2010 Other 6028888
Allen Diogo Fernandes Chief financial officer 1 Jun 2011 Other 6625079
Matthew Hansen Chief compliance officer 1 Feb 2012 Other 6026437
Matthew Barbour Hansen Chief compliance officer 1 Feb 2012 Other 6026437
Saad Ahmed Khan Chief compliance officer 1 Mar 2013 Other 6171694
James Treanor Financial controller 1 May 2013 Other 6316750
Aswathy Tharayil Udayarajan Chief compliance officer 1 Jun 2015 Other 6505251
Jon Peveril Hedley Head of us office 1 Aug 2015 Other 1529069
Mannar Saeed Mohamed Chief compliance officer 1 Oct 2015 Other 6573706
Timothy Patrick O'shea General counsel 1 Nov 2015 Other 6363332
Tyson Anwar Pratcher Head of investment 1 Aug 2017 Other 6931409

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Abdulmohsin Nmn Al Omran Owner/chief executive officer 1 Jun 2004 75% - 100% 6028888
Abdulmohsin Al Omran Owner/chief executive officer 1 Jun 2004 75% - 100% 6028888

Based in New York

The principal office where Tfo Usa Limited performs its advisory services is located at 3 Columbus Circle, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-833-2386. The normal business hours are 8:30am - 5:30pm on Monday - Friday. You can find more information about the New York firm at tfoco.com.