Stone Lion L.P. (New York)

Name: Stone Lion L.P.
Address: 622 Third Avenue, New York, NY, 10017
Telephone: 212-843-1200

Stone Lion L.P. is a large advisory firm based in New York. It manages $192.82 million of regulatory assets for 18 client accounts. It has been registered with the SEC as an adviser since 2017.

Stone Lion provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Stone Lion: assets under management

The assets under management (AUM) of Stone Lion L.P. is $192.82 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -74% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $192.82 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $10.71 million each.

Stone Lion has custody of $192.82 million in cash and securities for 18 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stone Lion L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Stone Lion serves?

The only and largest group of clients of Stone Lion is pooled investment vehicles with 18 clients and $192.82 million of assets under management. Among the 12 most similar advisory firms, Stone Lion has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $192.82 million for 18 clients. 72% of the firm’s clients are foreign persons or businesses.

Stone Lion also advises several private funds. Namely, nine hedge funds. The minimum investment commitment required of non-related persons ranges from $0 to $10,000,000.

Careers at Stone Lion L.P.

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gregory Augustine Hanley	Managing member	1 Aug 2008	Other	1142775
Alan Jay Mintz	Managing member / cco	1 Aug 2008	Other	2913111
Tudor Special Holdings Llc	Limited partner	1 Aug 2008	Other	46-2381890
Sl Capital Partners Llc	General partner	1 Aug 2008	Other	26-3235164
Slcp Partners Lp	Limited partner	1 Aug 2008	75% - 100%	30-5016778
Claudia Lee Borg	Chief compliance officer/general counsel	1 Aug 2008	Other	6017956
Danielle "Nmn" Schaefer Klyap	Chief operating officer/chief financial officer	1 Nov 2008	Other	5282957

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Slcp Partners L.P.	Indirect owner	1 Aug 2008	75% - 100%	30-5016778

Based in New York

The principal office where Stone Lion L.P. performs its advisory services is located at 622 Third Avenue, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-843-1200. The normal business hours are 8:00 am - 6:00 pm on Monday - Friday. You can find more information about the New York firm at stonelionfunds.com.