Fc Advisory, LLC (West Chester)

Name: Fc Advisory, LLC
Address: 940 E. Boot Rd., West Chester, PA, 19380
Telephone: 484-887-0452

Fc Advisory, LLC is a large advisory firm based in West Chester. It manages $174.44 million of regulatory assets for 501 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Florida, New Jersey, Pennsylvania, and Texas.

Fc Advisory provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Fc Advisory: assets under management

The assets under management (AUM) of Fc Advisory, LLC is $174.44 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $174.44 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $348.18 thousand each.

Fc Advisory has custody of $67.29 million in cash and securities for 86 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 96% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 4% of the firm’s portfolio. Investments in investment and business development companies form 1% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fc Advisory, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Fc Advisory serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Fc Advisory is individuals with 147 clients and $109.19 million of assets under management. Among the 11 most similar advisory firms, Fc Advisory has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $174.44 million for 175 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Fc Advisory doesn't advise any private funds.

Careers at Fc Advisory, LLC

The company employs 7 people that are either part- or full-time employees. 57 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jeffrey Nmn Mastronardo	Partner	1 Feb 2014	50% - 75%	4062720
Owen Francis Mulhern	Managing member, chief compliance officer	1 Feb 2014	50% - 75%	4292082
Michael Brian Traynor	Partner	1 Jan 2018	Other	2194135

Based in West Chester

The principal office where Fc Advisory, LLC performs its advisory services is located at 940 E. Boot Rd., West Chester, PA 19380, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 484-887-0452 or by fax 484-887-0629. The normal business hours are 9 am to 5 pm on Monday - Friday. You can find more information about the New York firm at financialcoachgroup.com.