Augusta Management LLC (New York)

Augusta Management LLC is a pension cosultant based in New York. It manages $103.1 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001.

Augusta Management provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Augusta Management: assets under management

The assets under management (AUM) of Augusta Management LLC is $103.1 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -33% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $103.1 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $103.1 million each.

Careers at Augusta Management LLC

Marshall Dornfeld has been acting as President since 1 Dec 2003. Allen Bernard Holeman joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Elaine Kells Roberts	Cfo	1 Oct 1983	Other	1367879
Albert Grinsfelder Lowenthal	Ceo	1 Oct 1985	Other	313519
Cibc World Markets Corp.	Managing member	1 May 1996	25% - 50%	630
Ardsley Advisory Partners	Member	1 May 1996	50% - 75%	13-3385182
Seth Bradley Novatt	Director & managing director	1 Nov 1999	Other	1060342
Bruce Alan Renihan	Director & chief financial officer	1 Nov 1999	Other	3192925
Howard Marc Singer	Director & managing director	1 Nov 1999	Other	2373853
Patricia Ann Bourdon	Secretary	1 Nov 1999	Other	2897955
Dennis Patrick Mcnamara	Secretary	1 Jan 2003	Other	2938486
Oppenheimer Asset Management Inc.	Managing member	1 Jun 2003	25% - 50%	105559
Bryan Edward Mckigney	Coo	1 Jun 2003	Other	4293175
Deborah Kaback	Chief legal officer	1 Jun 2003	Other	1854501
Allen Bernard Holeman	Chief compliance officer	1 Aug 2003	Other	1060910
Marshall Dornfeld	President	1 Dec 2003	Other	2167848

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Oppenheimer Holdings Inc.	100% owner	1 Oct 1983	75% - 100%	98-0080034
E.A. Viner International Co.	100% owner	1 Oct 1986	75% - 100%	76-148280
Cibc World Markets Holdings Inc.	100 % shareholder	1 Nov 1997	75% - 100%	13-3216517
Cibc Delaware Holdings Inc.	98% shareholder	1 Mar 1998	75% - 100%	13-3990004
Cibc World Markets Inc.	83% shareholder	1 Apr 1998	75% - 100%	canadian company
Canadian Imperial Bank Of Commerce	100% shareholder	1 Sep 2000	75% - 100%	canadian company

Based in New York

The principal office where Augusta Management LLC performs its advisory services is located at 200 Park Avenue, New York, NY 10166, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.