Altegris Portfolio Management, Inc. (La Jolla)

Name: Altegris Portfolio Management, Inc.
Address: 1200 Prospect Street, La Jolla, CA, 92037
Telephone: 858-459-7040

Altegris Portfolio Management, Inc. is a large advisory firm based in La Jolla. It manages $529.96 million of regulatory assets for 18 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of California.

Altegris Portfolio Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Altegris Portfolio Management: assets under management

The assets under management (AUM) of Altegris Portfolio Management, Inc. is $529.96 million. The firm's AUM has grown by 101% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $407.71 million in discretionary accounts and $122.24 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $37.06 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $17.46 million.

Altegris Portfolio Management has custody of $501.76 million in cash and securities for 16 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Altegris Portfolio Management, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Altegris Portfolio Management, Inc.

Jon Christian Sundt has been acting as President since 1 Oct 2004. Jack Leon Rivkin has served as the Chief Investment Officer since 1 Jan 2014. Natalie Theresa Maniaci joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Matthew Charles Osborne	Vice president	1 Jul 2002	Other	2949871
Robert James Amedeo	Vice president	1 Oct 2004	Other	1458548
Jon Christian Sundt	President/treasurer	1 Oct 2004	Other	1544083
Richard Gerard Pfister	Vice president	1 Oct 2004	Other	2496887
David Price Mathews	General counsel/chief legal officer	1 Apr 2005	Other	4895489
David Price Mathews	General counsel/chief legal officer	1 May 2010	Other	4895489
Kenneth Ives Mcguire	Chief operating officer	1 May 2010	Other	5727536
Inc. Genworth Financial	Shareholder	1 Dec 2010	75% - 100%	33-1073076
Gurinder Singh Ahluwalia	Director	1 Jan 2011	Other	4783310
Thomas Wayne Ulrich	Chief compliance officer	1 Dec 2011	Other	3071768
Altegris Holdings Inc.	Managing member	1 Oct 2012	75% - 100%	46-0939395
Natalie Theresa Maniaci	Chief compliance officer	1 Jan 2014	Other	6252039
Jack Leon Rivkin	Chief investment officer	1 Jan 2014	Other	400420

Indirect Owners

The SEC currently registers 13 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Aquiline Capital Partners Ii Gp (Offshore) Ltd.	General partner	1 Apr 2009	Other	98-0657435
Jeffrey Wayne Greenberg	Shareholder	1 Apr 2009	25% - 50%	4831649
Genworth Financial Inc.	Shareholder	1 Oct 2012	75% - 100%	33-1073076
Assetmark Holdings Inc	Shareholder	1 Oct 2012	75% - 100%	46-0939885
Inc Altegris Holdings Ii	Shareholder	1 Oct 2012	75% - 100%	46-0939885
Genworth Holdings Inc	Shareholder	1 Apr 2013	75% - 100%	33-1073076
Inc. Aqgen Liberty Acquisition	Shareholder	1 Aug 2013	75% - 100%	46-2438587
Inc. Aqgen Liberty Management I	Shareholder	1 Aug 2013	75% - 100%	90-0954787
Lp Aquiline Financial Services Fund Ii	Shareholder	1 Aug 2013	50% - 75%	35-2385724
Llc Aqgen Liberty Holdings	Shareholder	1 Aug 2013	75% - 100%	46-2427926
Llc Aquiline Liberty Holdings	Shareholder	1 Aug 2013	25% - 50%	46-3433937
Lp Genstar Capital Partners Vi	Shareholder	1 Aug 2013	25% - 50%	80-0690808
Lp Aquiline Liberty Co Invest	Shareholder	1 Aug 2013	25% - 50%	46-3433249

Based in La Jolla

The principal office where Altegris Portfolio Management, Inc. performs its advisory services is located at 1200 Prospect Street, La Jolla, CA 92037, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 858-459-7040 or by fax 858-456-9209. The normal business hours are 7:30 a.m. - 4:30 p.m. on Monday - Friday. You can find more information about the New York firm at www.altegris-portfolio-management.com.