Ld Lowe Sr., LLP (Dallas)

Name: Ld Lowe Sr., LLP
Address: 8330 Lbj Freeway, Dallas, TX, 75243
Telephone: 972-335-2523

Ld Lowe Sr., LLP is a large advisory firm based in Dallas. It manages $111.33 million of regulatory assets for 1,062 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Illinois, Michigan, Oklahoma, and Texas.

Ld Lowe Sr. provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Ld Lowe Sr.: assets under management

The assets under management (AUM) of Ld Lowe Sr., LLP is $111.33 million. The firm's AUM has grown by 17% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $109.92 million in discretionary accounts and $1.41 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $105.59 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $67.27 thousand.

Ld Lowe Sr. has custody of $1.75 million in cash and securities for 7 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ld Lowe Sr., LLP for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ld Lowe Sr., LLP

Lloyd Daniel Lowe has been acting as President since 1 Sep 1999. William Michael Pantuso joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Lloyd Daniel Lowe	President	1 Sep 1999	50% - 75%	2474587
Lucinda Ann Lowe	Vice president	1 Sep 1999	50% - 75%	4279845
Ethan Arrow Bonar	Chief compliance officer	1 Sep 2006	Other	3141162
William Michael Pantuso	Chief compliance officer	1 Jan 2013	Other	3141162
William M Pantuso	Cco	1 Jan 2013	Other	5198251

Based in Dallas

The principal office where Ld Lowe Sr., LLP performs its advisory services is located at 8330 Lbj Freeway, Dallas, TX 75243, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 972-335-2523 or by fax 972-335-6335. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.ldloweplan.com.