Tufton Oceanic (Isle Of Man) Limited (Douglas)

Name: Tufton Oceanic (Isle Of Man) Limited
Address: St. George's Court, Douglas, Im1 1 Ee
Telephone: 44 1624 663616

Tufton Oceanic (Isle Of Man) Limited is a large advisory firm based in Douglas. It manages $450 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2006.

Tufton Oceanic (Isle Of Man) Limited provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tufton Oceanic (Isle Of Man) Limited: assets under management

The assets under management (AUM) of Tufton Oceanic (Isle Of Man) Limited is $450 million. The company doesn't manage any assets belonging to foreign clients.

The firm manages $350 million in discretionary accounts and $100 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $350 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $100 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Tufton Oceanic (Isle Of Man) Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Tufton Oceanic (Isle Of Man) Limited

Alf Cato Brahde has been acting as President since 1 Jun 2004. Michael Ian Rodgers joined the executive team most recently as the Compliance Manager.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Alf Cato Brahde	Director	1 Jun 2004	Other	5081590
Erik Andreas Lind	Director	1 Jun 2004	Other	5081588
Tufton Oceanic Finance Group	Na	1 Jun 2004	75% - 100%	foreign
Michael Ian Rodgers	Compliance manager	1 Jun 2005	Other	5081591

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Tufton Oceanic Finance Group	Na	1 Jan 2003	75% - 100%	foreign
Tufton Oceanic Holdings Limited	Na	1 Jun 2004	75% - 100%	foreign
Lomnio Holdings Limited	Na	1 Nov 2004	25% - 50%	foreign
Ted Gunnar Kalborg	Na	1 Nov 2004	50% - 75%	5082893
Themis Papadopoulos	Na	1 Nov 2004	50% - 75%	5081597

Based in Douglas

The principal office where Tufton Oceanic (Isle Of Man) Limited performs its advisory services is located at St. George's Court, Douglas, Im1 1 Ee, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 44 1624 663616 or by fax 44 1624 663918. The normal business hours are 09.00-17.30 on Monday - Friday. You can find more information about the New York firm at www.tuftonoceanic.com.