Wealthbridge Capital Management, LLC (Westerville)

Name: Wealthbridge Capital Management, LLC
Address: 579 Executive Campus, Westerville, OH, 43082
Telephone: (614) 591-4515

Wealthbridge Capital Management, LLC is a large advisory firm based in Westerville. It manages $296.6 million of regulatory assets for 1,331 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of California, Florida, Ohio, Pennsylvania, and Texas.

Wealthbridge Capital Management provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Wealthbridge Capital Management: assets under management

The assets under management (AUM) of Wealthbridge Capital Management, LLC is $296.6 million. The firm's AUM has gone down by -1% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $267 million in discretionary accounts and $29.6 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $225.13 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $204.14 thousand.

Wealthbridge Capital Management has custody of $2.33 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 48% of the total AUM. The second-largest asset type is investment and business development companies, which make up 42% of the firm’s portfolio. Investments in cash and cash equivalents form 6% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Wealthbridge Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Wealthbridge Capital Management serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Wealthbridge Capital Management is high net worth individuals with 99 clients and $214 million of assets under management. Among the 11 most similar advisory firms, Wealthbridge Capital Management has the 5th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $296.6 million for 324 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Wealthbridge Capital Management doesn't advise any private funds.

Careers at Wealthbridge Capital Management, LLC

The company employs 6 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ryan Matthew Dunlap	President & chief executive officer / managing member	1 Aug 2018	50% - 75%	2761374
Robert William Faulkner	Evp, chief financial officer & chief compliance officer / managing member	1 Aug 2018	50% - 75%	4426185

Based in Westerville

The principal office where Wealthbridge Capital Management, LLC performs its advisory services is located at 579 Executive Campus, Westerville, OH 43082, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (614) 591-4515 or by fax (614) 636-4895. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at wealthbridgecm.com and its LinkedIn profile.