Noble Wealth Management, Inc. (Aliso Viejo)

Name: Noble Wealth Management, Inc.
Address: 6 B Liberty, Aliso Viejo, CA, 92656
Telephone: 888-272-2008

Noble Wealth Management, Inc. is a large advisory firm based in Aliso Viejo. It manages $212.95 million of regulatory assets for 754 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of California, Nebraska, and Texas.

Noble Wealth Management provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and investment consulting and portfolio review services. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Noble Wealth Management: assets under management

The assets under management (AUM) of Noble Wealth Management, Inc. is $212.95 million. The firm's AUM has grown by 41% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $202.64 million in discretionary accounts and $10.32 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $290.31 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $184.23 thousand.

Investments

The firm invests in exchange traded securities the most. They account for 55% of the total AUM. The second-largest asset type is investment and business development companies, which make up 30% of the firm’s portfolio. Investments in cash and cash equivalents form 9% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Noble Wealth Management, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Alan Jerome Schryer serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Alan Jerome Schryer is high net worth individuals with 68 clients and $144 million of assets under management. Among the 11 most similar advisory firms, Noble Wealth Management has the 5th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $212.95 million for 286 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Noble Wealth Management doesn't advise any private funds.

Careers at Noble Wealth Management, Inc.

The company employs 7 people that are either part- or full-time employees. 86 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Alan Jerome Schryer has been acting as President since 1 Dec 2013. Anthony Joseph Diliberto joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Alan Jerome Schryer	President	1 Dec 2013	75% - 100%	1847282
Anthony Joseph Diliberto	Chief compliance officer	1 Jul 2014	Other	1838051

Based in Aliso Viejo

The principal office where Noble Wealth Management, Inc. performs its advisory services is located at 6 B Liberty, Aliso Viejo, CA 92656, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 888-272-2008 or by fax 949-837-1947. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at noblewealthmanagement.com.