Rulison & Co Inc (Rochester)

Rulison & Co Inc is a large advisory firm based in Rochester. It manages $160.69 million of regulatory assets for 400 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of New York.

Rulison & provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rulison &: assets under management

The assets under management (AUM) of Rulison & Co Inc is $160.69 million. The firm's AUM has gone down by -86% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $126.68 million in discretionary accounts and $34.01 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $406.03 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $386.44 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rulison & Co Inc for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rulison & Co Inc

Robert John Fischer has been acting as President since 1 Oct 2001. Christopher Charles Hayes has served as the Chief Investment Officer since 1 Apr 1997. Susan Lynn Herney joined the executive team most recently as the Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Joseph Richard Rulison	President and ceo	1 Apr 1997	50% - 75%	1046476
Christopher Charles Hayes	Chief investment officer	1 Apr 1997	Other	1301416
Anna Knapp Smith	Shareholder	1 Apr 1997	Other	4393230
Robert John Fischer	Chief financial officer	1 Jun 1999	Other	4392213
Susan Lynn Herney	Compliance officer	1 Feb 2000	Other	1759453
Robert John Fischer	President	1 Oct 2001	50% - 75%	4392213
Christopher Charles Hayes	Chief executive officer	1 Oct 2001	50% - 75%	1301416

Based in Rochester

The principal office where Rulison & Co Inc performs its advisory services is located at 400 Andrews Street, Rochester, NY 14604, which is also the mailing address of the firm. An additional office of the firm is in Richmondville, NY. It doesn’t run an office outside of the United States.