Sbm Financial, LLC (Vienna)


Sbm Financial, LLC is a large advisory firm based in Vienna. It manages $26.04 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Maryland and Virginia.

Sbm Financial provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sbm Financial: assets under management

The assets under management (AUM) of Sbm Financial, LLC is $26.04 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -35% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $26.04 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $13.02 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sbm Financial, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sbm Financial, LLC

Calvin G Cobb joined the executive team most recently as the Chief Financial And Accounting Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Horace Stafford Chief accounting and financial officer 1 Jul 2001 Other 4656282
Phillip Brady Hayden Vice president 1 Apr 2003 Other 3276791
Llc Geneva Capital Partners Member 1 Jan 2004 75% - 100% 04-3755325
Eric Mitchell Westbury Chief executive officer 1 Jan 2004 Other 2891570
Dia H Snowden Secretary 1 Jan 2004 Other 4753850
Phillip Brady Hayden Chief compliance officer 1 May 2004 Other 3276791
Calvin G Cobb Chief financial and accounting officer 1 Jan 2005 Other 728132
Llc Sbm Financial Group Member 1 Jan 2005 75% - 100% 20-2301985

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Eric Mitchell Westbury Managing member 1 Jun 2003 75% - 100% 2891570
Eric Mitchell Westbury Managing member 1 Sep 2003 75% - 100% 2891570
Llc Geneva Financial Holdings Member 1 Sep 2003 75% - 100% 20-0297989
Llc Geneva Capital Partners Member 1 Jan 2005 75% - 100% 04-3755325

Based in Vienna

The principal office where Sbm Financial, LLC performs its advisory services is located at 8100 Oak Street, Vienna, VA 22182, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 301-656-4200 or by fax 301-656-8075. The normal business hours are 8:30-5:30 on Monday - Friday.