Upper Bay Infrastructure Management, LP (New York)

Name: Upper Bay Infrastructure Management, LP
Address: 230 Park Avenue, New York, NY, 10169
Telephone: 212-655-8800

Upper Bay Infrastructure Management, LP is a large advisory firm based in New York. It manages $402.56 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2018.

Upper Bay Infrastructure Management provides portfolio management for pooled investment vehicles and development joint venture. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Upper Bay Infrastructure Management: assets under management

The assets under management (AUM) of Upper Bay Infrastructure Management, LP is $402.56 million. The company doesn't manage any assets belonging to foreign clients.

The firm manages $267.56 million in discretionary accounts and $135 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $133.78 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $135 million.

Investments

The firm invests in non-exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Upper Bay Infrastructure Management, LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Upper Bay Infrastructure Management serves?

The only and largest group of clients of Upper Bay Infrastructure Management is pooled investment vehicles with 2 clients and $267.56 million of assets under management. Among the 12 most similar advisory firms, Upper Bay Infrastructure Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $267.56 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Upper Bay Infrastructure Management also advises several private funds. Namely, two private equity funds.

Careers at Upper Bay Infrastructure Management, LP

The company employs 5 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Thomas Raymond	Limited partner	1 Apr 2018	50% - 75%	2198581
Llc Upper Bay Infrastructure Management	General partner	1 Apr 2018	Other	83-0720923
Marietta Moshiashvili	Managing partner / chief executive officer	1 Apr 2018	25% - 50%	2979942
Mario Vito Maselli	Managing partner / president	1 Apr 2018	Other	4604157
Kimberly Garber	Chief compliance officer	1 May 2018	Other	2947665

Based in New York

The principal office where Upper Bay Infrastructure Management, LP performs its advisory services is located at 230 Park Avenue, New York, NY 10169, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-655-8800. The normal business hours are 9:30am - 5:30pm on Monday - Friday. You can find more information about the New York firm at linkedin.com/company/upper-bay-infrastructure-partners/ and its LinkedIn profile.