Thinkequity LLC (San Francisco)

Name: Thinkequity LLC
Address: 600 Montgomery Street, San Francisco, CA, 94111
Telephone: 415-249-2900

Thinkequity LLC is a large advisory firm based in San Francisco. It manages $172.09 million of regulatory assets for 416 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Arizona, California, Connecticut, and 14 other states.

Thinkequity provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, and portfolio reporting. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Thinkequity: assets under management

The assets under management (AUM) of Thinkequity LLC is $172.09 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -80% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $172.09 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $413.69 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Thinkequity LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Thinkequity LLC

Thinkequity Holdings Llc joined the executive team most recently as the Holding Company Of Thinkequity Llc.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thinkpanmure Holdings Llc (Fka Ch Holdings)	Holding company of thinpanmure llc	1 Aug 1997	75% - 100%	41-1884891
Panmure Gordon Holdings Us Llc	Holding company of thinpanmure llc	1 Aug 1997	75% - 100%	41-1884891
Harriet Jayne Britt	Chief compliance officer	1 Feb 2005	Other	1429634
David Andrew Weitgenant	Crop & srop	1 Jan 2007	Other	2096196
Jack Giacomo Monopoli	Head of trading and sales trading	1 Mar 2007	Other	1718078
Philip Murray Johnston	Head of brokerage	1 Mar 2007	Other	1730461
Panmure Gordon Holdings Us Llc	Holding company of thinkequity llc	1 Mar 2007	75% - 100%	41-1884891
Philip Murray Johnston	Head of brokerage	1 Jun 2007	Other	1730461
Bernadine Lavin Heinrich	Chief financial officer	1 Jul 2008	Other	2028382
Gregory Lance Wright	Chief executive officer	1 Oct 2008	Other	1564124
Michael Benjamin Armstrong	Acting director of research	1 Oct 2008	Other	2806297
Francisco Javier Machin	Financial and operations principal	1 Oct 2008	Other	4698240
Theodore Frederick Mitchell	Co-head of investment banking	1 Oct 2008	Other	2042216
Douglas Ronald Gonsalves	Co-head of investment banking	1 Oct 2008	Other	2356831
Randall Walter Mason	Director of research	1 Feb 2009	Other	1786359
Michael Benjamin Armstrong	Director of research	1 Jul 2009	Other	2806297
Francis Karl Slacik	Chief financial officer & financial and operations principal	1 Oct 2009	Other	4048027
Deepak Dev Raj	Executive vice president	1 Jul 2010	Other	2817606
Jack Giacomo Monopoli	Head of trading	1 Jul 2011	Other	1718078
Philip Murray Johnston	Head of sales trading	1 Jul 2011	Other	1730461
Holly Joy Hansen	Head of instutional sales	1 Jul 2011	Other	2169008
Bruce Weston Nollenberger	President thinkequity asset and wealth management	1 Aug 2011	Other	823846
Michael Benjamin Armstrong	Chief operating officer of research	1 Oct 2011	Other	2806297
Deepak Dev Raj	Executive vice president/director of research	1 Oct 2011	Other	2817606
Deepak Dev Raj	Executive vice president	1 Jan 2012	Other	2817606
Holly Joy Hansen	Head of instutional sales & director of research	1 Jan 2012	Other	2169008
Francisco Javier Machin	Controller/finop	1 Feb 2012	Other	4698240
Thinkequity Holdings Llc	Holding company of thinkequity llc	1 Jun 2012	75% - 100%	90-0802418

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Lfcm Holdings Llc	Holding company	1 Jan 2005	25% - 50%	20-2343502
Ukpg Holdings Llc	Shareholder	1 Apr 2005	25% - 50%	20-2138325
Panmure Gordon & Co. Plc	Shareholder	1 Mar 2007	75% - 100%	foreign
Qinvest	Shareholder	1 Aug 2009	25% - 50%	foreign
Gregory Lance Wright	Shareholder/owner	1 Mar 2012	25% - 50%	1564124

Based in San Francisco

The principal office where Thinkequity LLC performs its advisory services is located at 600 Montgomery Street, San Francisco, CA 94111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-249-2900 or by fax 415-772-9071. The normal business hours are 6am to 5pm on Monday - Friday. You can find more information about the New York firm at www.thinkequity.com.