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Open Door Investment Management (Us), Ltd. (Grand Cayman)


Open Door Investment Management (Us), Ltd. is a large advisory firm based in Grand Cayman. It manages $434.52 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2011.

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Open Door Investment Management (Us) provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Open Door Investment Management (Us): assets under management

The assets under management (AUM) of Open Door Investment Management (Us), Ltd. is $434.52 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -24% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $434.52 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $72.42 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Open Door Investment Management (Us), Ltd. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Open Door Investment Management (Us), Ltd.

Shifeng Ke has served as the Chief Investment Officer since 1 Oct 2011 and Christopher Bentham Ruffle is the Chief Executive Officer of Open Door Investment Management (Us), Ltd. family office. Charles James Daly joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Ltd. Open Door Capital Management Shareholder 1 Jul 2011 75% - 100% 98-1015401
Stephen Hillel Leist Interim chief compliance officer 1 Jul 2011 Other 2151714
Christopher Bentham Ruffle Chief executive officer 1 Oct 2011 Other 4743207
Shifeng Ke Chief investment officer 1 Oct 2011 Other 5075508
Julian Mark Campbell Livingston Chief compliance officer 1 Oct 2011 Other 4359042
Steven Patrick Norris Chief compliance officer 1 Dec 2012 Other 5030295
Geoffrey William Moore Chief compliance officer 1 Apr 2013 Other 2640126
Charles James Daly Chief compliance officer 1 Nov 2015 Other 5259860

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Ltd. Abracadabra Investments Shareholder 1 Jul 2011 50% - 75% foreign entity
Ltd. Open Sesame Investments Shareholder 1 Jul 2011 25% - 50% foreign entity
Shifeng Ke Shareholder 1 Jul 2011 25% - 50% 5075508
Christopher Bentham Ruffle Shareholder 1 Jul 2011 50% - 75% 4743207

Based in Grand Cayman

The principal office where Open Door Investment Management (Us), Ltd. performs its advisory services is located at Campbell Corporate Services Limited, Floor 4, Grand Cayman, Ky1 1104 The mailing address of the firm is C/O 2 Embarcadero Center, San Francisco, CA 94111 3838. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-766-5888 or by fax 415-766-5897. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at odfund.com.


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