Battlefield Capital Management, LLC (King Of Prussia)


Battlefield Capital Management, LLC is a large advisory firm based in King Of Prussia. It manages $27.24 million of regulatory assets for 38 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of Pennsylvania.

Battlefield Capital Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Battlefield Capital Management: assets under management

The assets under management (AUM) of Battlefield Capital Management, LLC is $27.24 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -20% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $27.24 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $716.85 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Battlefield Capital Management, LLC for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Battlefield Capital Management, LLC

Alexander Anderson Maguire has served as the Chief Investment Officer since 1 Mar 2008 and James Mark Weaver is the Chief Executive Officer of Battlefield Capital Management, LLC family office. John Michael Durofchalk joined the executive team most recently as the Manager.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Alexander Anderson Maguire Chief investment officer 1 Mar 2008 Other 4592496
Llc Griffin Holdings Group Member 1 Mar 2008 75% - 100% 23-3091466
James Mark Weaver Chief executive officer 1 Mar 2008 Other 4370850
John Michael Durofchalk Manager 1 Mar 2009 Other 4494297

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
P.C. Stevens & Lee Member 1 Mar 2008 75% - 100% 23-1886296

Based in King Of Prussia

The principal office where Battlefield Capital Management, LLC performs its advisory services is located at 620 Freedom Business Center, King Of Prussia, PA 19406, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 610-205-6111 or by fax 610-371-7745. The normal business hours are 9-5 on Monday - Friday.