Bwm Advisory LLC (Scottsdale)

Name: Bwm Advisory LLC
Address: 7621 E. Gray Rd. Suite C., Scottsdale, AZ, 85260
Telephone: 800-779-4183

Bwm Advisory LLC is a multi-state adviser based in Scottsdale. It manages $20.56 million of regulatory assets for 157 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Arizona, Florida, Georgia, and 7 other states.

Bwm Advisory provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Bwm Advisory: assets under management

The assets under management (AUM) of Bwm Advisory LLC is $20.56 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -40% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $20.56 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $130.94 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 70% of the total AUM. The second-largest asset type is exchange traded securities, which make up 15% of the firm’s portfolio. Investments in pooled investment vehicles form 12% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Bwm Advisory LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Bwm Advisory serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Bwm Advisory is individuals with 154 clients and $13.76 million of assets under management. Among the 3 most similar advisory firms, Bwm Advisory has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $20.56 million for 157 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Bwm Advisory doesn't advise any private funds.

Careers at Bwm Advisory LLC

The company employs 6 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jeffrey S. Boettcher	Managing member / chief compliance officer	1 Oct 2014	Other	4001659

Based in Scottsdale

The principal office where Bwm Advisory LLC performs its advisory services is located at 7621 E. Gray Rd. Suite C., Scottsdale, AZ 85260 The mailing address of the firm is 10869 N. Scottsdale Road, Scottsdale, AZ 85254. An additional office of the firm is in Olympia, WA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-779-4183 or by fax 800-779-4183. The normal business hours are 8am - 5pm on Monday - Friday. You can find more information about the New York firm at bedrockia.com.