Threadgill Financial, LLC (Houston)

Name: Threadgill Financial, LLC
Address: 8556 Katy Fwy, Houston, TX, 77024
Telephone: 713-893-5635

Threadgill Financial, LLC is a large advisory firm based in Houston. It manages $157.28 million of regulatory assets for 288 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of Texas.

Threadgill Financial provides portfolio management for individuals and small businesses and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Threadgill Financial: assets under management

The assets under management (AUM) of Threadgill Financial, LLC is $157.28 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 43% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $157.28 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $546.12 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 50% of the total AUM. The second-largest asset type is government bonds, which make up 49% of the firm’s portfolio. Investments in cash and cash equivalents form 1% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Threadgill Financial, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Threadgill Financial serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Threadgill Financial is high net worth individuals with 54 clients and $92.5 million of assets under management. Among the 11 most similar advisory firms, Threadgill Financial has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $157.28 million for 288 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Threadgill Financial doesn't advise any private funds.

Careers at Threadgill Financial, LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Threadgill Financial, LLC is owned by Adam Reese Threadgill. Zachary N Threadgill joined the executive team most recently as the Member And Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Zachary N Threadgill	Member and chief compliance officer	1 Jan 2015	75% - 100%	5840092
Adam Reese Threadgill	Owner	1 Jan 2018	Other	6451623

Based in Houston

The principal office where Threadgill Financial, LLC performs its advisory services is located at 8556 Katy Fwy, Houston, TX 77024, which is also the mailing address of the firm. An additional office of the firm is in League City, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 713-893-5635 or by fax 713-893-5989. The normal business hours are by appointment on Monday - Friday. You can find more information about the New York firm at threadgillfinancial.com/ and its LinkedIn profile.