Dunes Point Capital, L.P. (Rye)


Dunes Point Capital, L.P. is a large advisory firm based in Rye. It manages $1.11 billion of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2018.

Dunes Point Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dunes Point Capital: assets under management

The assets under management (AUM) of Dunes Point Capital, L.P. is $1.11 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 35% since the beginning of its operation, and $607.1 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.11 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $184.25 million each.
Dunes Point Capital has custody of $599.93 million in cash and securities for 6 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dunes Point Capital, L.P. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Dunes Point Capital serves?

The only and largest group of clients of Dunes Point Capital is pooled investment vehicles with 6 clients and $1.11 billion of assets under management. Among the 7 most similar advisory firms, Dunes Point Capital has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.11 billion for 6 clients. 33% of the firm’s clients are foreign persons or businesses.

Dunes Point Capital also advises several private funds. Namely, six private equity funds. The minimum investment commitment required of non-related persons is $10,000,000 for each fund.

Careers at Dunes Point Capital, L.P.

The company employs 16 people that are either part- or full-time employees. 81 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Timothy Joseph White Chief executive officer and chief investment officer 1 Jul 2012 Other 2571934
Llc White Group Holdings Limited partner 1 Jul 2013 75% - 100% 46-3265357
Erik Andre Minor Cfo & cco 1 Oct 2014 Other 2280512
James Andrew Baker Managing director 1 Apr 2016 Other 3045703
Llc Dunes Point Capital Gp General partner 1 Jul 2017 Other 82-2144120

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Timothy Joseph White Sole member 1 Jul 2013 75% - 100% 2571934
Llc White Group Holdings Managing member 1 Jul 2017 75% - 100% 46-3265357

Based in Rye

The principal office where Dunes Point Capital, L.P. performs its advisory services is located at 411 Theodore Fremd Ave., Rye, NY 10580, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 914-269-2020. The normal business hours are 9 a.m - 5 p.m. on Monday - Friday. You can find more information about the New York firm at dunespointcapital.com.