Northwest Advisory Inc (Dayton)

Northwest Advisory Inc is an adviser based in Dayton. It manages $37.87 million of regulatory assets for 24 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Ohio.

Northwest Advisory provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Northwest Advisory: assets under management

The assets under management (AUM) of Northwest Advisory Inc is $37.87 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 17% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $37.87 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.58 million each.

Northwest Advisory has custody of $37.87 million in cash and securities for 24 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Northwest Advisory Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Northwest Advisory Inc

Julie Ann Stanton has been acting as President since 1 Feb 1998. Celeste Lynn Scheibert joined the executive team most recently as the Corporate Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Julie Ann Stanton	President	1 Feb 1998	25% - 50%	4370720
Celeste Lynn Scheibert	Corporate secretary	1 Feb 1998	25% - 50%	4370722
Jana Marie Johnson	Treasurer	1 Feb 1998	25% - 50%	4370731

Based in Dayton

The principal office where Northwest Advisory Inc performs its advisory services is located at 872 C East Franklin Street, Dayton, OH 45459, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.