Wells Fargo Van Kasper, LLC (San Francisco)

Name: Wells Fargo Van Kasper, LLC
Address: 600 California Street, San Francisco, CA, 94108 2704
Telephone: 415-391-5600

Wells Fargo Van Kasper, LLC is a large advisory firm based in San Francisco. It manages $266.45 million of regulatory assets for 1,410 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Idaho, and 5 other states.

Wells Fargo Van Kasper provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Wells Fargo Van Kasper: assets under management

The assets under management (AUM) of Wells Fargo Van Kasper, LLC is $266.45 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $266.45 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $188.97 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Wells Fargo Van Kasper, LLC for their services and products based on a percentage of assets under management and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Wells Fargo Van Kasper, LLC

Franklin Vanda Kasper has been acting as President since 1 Jul 1999. Steven Dale Piper joined the executive team most recently as the Chief Compliance Officer, Crop And Srop.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
First Security Corporation	Parent	1 Feb 1999	75% - 100%	87-6118148
Franklin Vanda Kasper	President/director	1 Jul 1999	Other	264747
Stephen Robert Adams	Director/srop	1 Jul 1999	Other	1270
Bruce Palmer Emmeluth	Evp/director	1 Jul 1999	Other	200937
Bruce Weston Nollenberger	Evp/director	1 Jul 1999	Other	823846
Wayne Allen Scott	Finop	1 Jul 1999	Other	2346242
Jose Armando Arvizu	Director of operations	1 Jul 1999	Other	870622
Stephan Robert Pene	Controller	1 Jul 1999	Other	1776808
Kara Nicole Hackenburg	Crop	1 Mar 2000	Other	2675466
John H Chung	Chief operating officer	1 Oct 2000	Other	1774868
Victor Lawrence Bensussen	Chief financial officer	1 Oct 2000	Other	1523151
Inc. Wells Fargo Private Client Funding	Parent	1 Jan 2001	75% - 100%	94-3379992
Patricia Ann Ross	Chief compliance officer	1 Apr 2001	Other	717926
Laurel Leigh Ohotto	Controller	1 Sep 2001	Other	1889204
Franklin Vanda Kasper	Chairman of the board/director	1 Jan 2002	Other	264747
John Paul Hullar	Co-president/co-chief executive officer/director	1 Jan 2002	Other	xxx-xx-xxxx
Michael Dave Hernandez	Director/co-president/co-chief executive officer	1 Jan 2002	Other	844756
J. Michael Johnson	Director	1 Jan 2002	Other	xxx-xx-xxxx
Timothy John Sloan	Vice chairman of the board/director	1 Jan 2002	Other	xxx-xx-xxxx
John Charles Caruana	Senior vice president	1 Jan 2002	Other	1271045
Frank James Niezgoda	Senior vice president	1 Jan 2002	Other	720865
Katherine Marie Kilbourne	Vp/chief financial officer/treasurer	1 Jan 2002	Other	xxx-xx-xxxx
Steven Dale Piper	Chief compliance officer, crop and srop	1 Oct 2002	Other	708823

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Wells Fargo & Company	In-direct owner	1 Oct 2000	75% - 100%	41-0449260

Based in San Francisco

The principal office where Wells Fargo Van Kasper, LLC performs its advisory services is located at 600 California Street, San Francisco, CA 94108 2704, which is also the mailing address of the firm. An additional office of the firm is in Los Angeles, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-391-5600 or by fax 415-675-2777. The normal business hours are 6:00 am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at www.fsvk.com.