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Sterling Markets LLC (Dallas)


Sterling Markets LLC is an adviser based in Dallas. It manages $171.5 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2013.

Sterling Markets provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sterling Markets: assets under management

The assets under management (AUM) of Sterling Markets LLC is $171.5 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.


The firm manages $171.5 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $57.17 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sterling Markets LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Brent Blayne Richardson Member 1 Jun 2013 50% - 75% 3021246
Kevan Kalvan Richardson Member 1 Jun 2013 50% - 75% 4720986
John Oden Owner 1 Jun 2013 75% - 100% xxx-xx-xxxx

Based in Dallas

The principal office where Sterling Markets LLC performs its advisory services is located at 2633 Mckinney Avenue, Dallas, TX 75204, which is also the mailing address of the firm. An additional office of the firm is in Cedar Hill, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 214-575-3646 EXT 102 or by fax 214-575-3646. The normal business hours are 8am to 4pm cst on Monday - Friday.


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