Sg Yamaichi Asset Management Co Ltd (Tokyo)

Name: Sg Yamaichi Asset Management Co Ltd
Address: 5 1 Kabuto Cho, Nihonbashi, Tokyo, 103 0026
Telephone: 03-3660-5191

Sg Yamaichi Asset Management Co Ltd is a large advisory firm based in Tokyo. It manages $15.97 billion of regulatory assets for 148 client accounts. It has been registered with the SEC as an adviser since 2001.

Sg Yamaichi Asset Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sg Yamaichi Asset Management: assets under management

The assets under management (AUM) of Sg Yamaichi Asset Management Co Ltd is $15.97 billion. The firm's AUM has gone down by -15% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $8.62 billion in discretionary accounts and $7.35 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $59.86 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.84 billion.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sg Yamaichi Asset Management Co Ltd for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sg Yamaichi Asset Management Co Ltd

Brian Kaye has been acting as President since 1 Jun 2000. Masayuki Yoshizawa joined the executive team most recently as the Senior Managing Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Shigeharu Shiraishi	Managing director	1 May 1997	Other	4393377
Societe Generale Asset Management (North Pacific) Ltd.	Parent of the applicant	1 Jan 1998	75% - 100%	foreign
Ltd. Himawari Investment Advisory Co.	5% owner of the applicant	1 Jan 1998	Other	foreign
Michel Fromaget	Executive vice president	1 Feb 1998	Other	4393374
Christian F.J.A. D'allest	Director	1 Feb 1998	Other	4376890
Tomoko Sasahara	Auditor	1 Feb 1998	Other	4393414
Yoichi Kataoka	Managing director	1 Nov 1998	Other	4393379
Hiroyoshi Nakagawa	Cio	1 May 1999	Other	4393398
Takeo Igeta	Compliance officer	1 May 1999	Other	4393406
Teijiro Yamada	Auditor	1 Jun 1999	Other	4393410
Masami Fukuoka	Auditor	1 Jun 1999	Other	4393412
Masatada Honmura	Chairman	1 Apr 2000	Other	4393363
Tokuo Ukon	President	1 Apr 2000	Other	4393371
Brian Kaye	Director	1 Jun 2000	Other	4393387
Erol Emed	Cio	1 Jan 2001	Other	4393402
Michel Fromaget	Vice-chairman	1 Jun 2001	Other	4393374
Laurent Michel Bertiau	Executive vice president	1 Jun 2001	Other	4393418
Didier Turpin	Auditor	1 Jun 2001	Other	4457148
Takeo Igeta	Auditor	1 Mar 2002	Other	4393406
Hiroyuki Shimizu	Compliance officer	1 Apr 2002	Other	4555777
Masato Degawa	Cio	1 Apr 2002	Other	4556414
Tomoko Sasahara	Director	1 Jun 2002	Other	4393414
Louis Henri Hodouin	Auditor	1 Jun 2002	Other	4554908
Philippe Henry Collas	Chairman	1 Jun 2002	Other	4376883
Hisatoshi Ohkawa	Auditor	1 Jun 2003	Other	4679486
Arkadiusz Ciesla	Auditor	1 Jun 2003	Other	4677697
Alain Clot	Director	1 Jun 2004	Other	4822856
Masayuki Yoshizawa	Senior managing director	1 Aug 2004	Other	4844933

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Societe Generale Asset Management S.A.	Parent of societe generale asset management (north pacific) ltd.	1 Jan 1998	75% - 100%	foreign
Societe Generale S.A.	Parent of societe generale asset management s.a.	1 Jan 1998	75% - 100%	521128875

Based in Tokyo

The principal office where Sg Yamaichi Asset Management Co Ltd performs its advisory services is located at 5 1 Kabuto Cho, Nihonbashi, Tokyo, 103 0026, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 03-3660-5191 or by fax 03-5695-6057. The normal business hours are from 8:40 to 17:10 on Monday - Friday. You can find more information about the New York firm at www.sgyam.co.jp.