Wd Rutherford LLC (Portland)

Name: Wd Rutherford LLC
Address: 10300 Sw Greenburg Road, Portland, OR, 97223
Telephone: 503-452-1210

Wd Rutherford LLC is a large advisory firm based in Portland. It manages $101.43 million of regulatory assets for 121 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdiction of Oregon.

Wd Rutherford provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Wd Rutherford: assets under management

The assets under management (AUM) of Wd Rutherford LLC is $101.43 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $101.43 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $838.29 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 95% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 5% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Wd Rutherford LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Wd Rutherford serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, pooled investment vehicles, and pension and profit sharing plans. The largest group of clients of Wd Rutherford is high net worth individuals with 35 clients and $70.79 million of assets under management. Among the 6 most similar advisory firms, Wd Rutherford has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $101.43 million for 67 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Wd Rutherford doesn't advise any private funds.

Careers at Wd Rutherford LLC

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
William Drake Rutherford	Chief compliance officer, member, managing director	1 Apr 2013	75% - 100%	1741877
James M. Ulatowski	Chief operating officer	1 Apr 2013	Other	4602281
Joan W Robertson Lamb	Executive vice president	1 Jun 2014	Other	1225050

Based in Portland

The principal office where Wd Rutherford LLC performs its advisory services is located at 10300 Sw Greenburg Road, Portland, OR 97223, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 503-452-1210 or by fax 503-452-0120. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at rutherfordinvestment.com.