S Goldman Asset Management LLC (New York)

Name: S Goldman Asset Management LLC
Address: 825 Third Avenue, 34 Th Floor, New York, NY, 10022
Telephone: 212-404-5732

S Goldman Asset Management LLC is a mid-sized advisory firm based in New York. It manages $37.03 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2012.

S Goldman Asset Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

S Goldman Asset Management: assets under management

The assets under management (AUM) of S Goldman Asset Management LLC is $37.03 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -62% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $37.03 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $37.03 million each.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay S Goldman Asset Management LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at S Goldman Asset Management LLC

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Sheldon Myles Goldman has served as the Chief Investment Officer since 1 Jan 2010. The Goldman Group Llc joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Irf Us Investments	Owner	1 Mar 2009	25% - 50%	30-0604587
Dinesh Pardasani	Manager	1 Mar 2009	Other	5142521
Angeliki Frangou	Manager	1 Mar 2009	Other	6030044
Inc. Irf U.S. Investments	Owner	1 Mar 2009	25% - 50%	30-0604587
Llc S. Goldman Advisors	Owner	1 Mar 2009	50% - 75%	139529
Sheldon Myles Goldman	Chief investment officer	1 Jan 2010	Other	4735522
Gerald Wayne Jaeger	Chief compliance officer, chief financial officer	1 Jan 2010	Other	2589242
The Goldman Group Llc	Owner	1 Apr 2013	50% - 75%	45-4521322

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Irf European Finance Investments Ltd.	Owner	1 Mar 2009	75% - 100%	ec/37295
Sheldon Myles Goldman	Mr. goldman owns 100% of the goldman group llc	1 Apr 2013	75% - 100%	4735522

Based in New York

The principal office where S Goldman Asset Management LLC performs its advisory services is located at 825 Third Avenue, 34 Th Floor, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-404-5732 or by fax 212-404-5745. The normal business hours are 8:00 am to 6:00 pm on Monday - Friday. You can find more information about the New York firm at sgasset.com.