Financial Freedom, LLC (Cincinnati)

Name: Financial Freedom, LLC
Address: 8044 Montgomery Road, Cincinnati, OH, 45236
Telephone: 513-697-6400

Financial Freedom, LLC is a large advisory firm based in Cincinnati. It manages $252.56 million of regulatory assets for 649 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Florida, Maine, Ohio, and Pennsylvania.

Financial Freedom provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Financial Freedom: assets under management

The assets under management (AUM) of Financial Freedom, LLC is $252.56 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in government bonds the most. They account for 40% of the total AUM. The second-largest asset type is exchange traded securities, which make up 28% of the firm’s portfolio. Investments in investment and business development companies form 27% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Financial Freedom, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Financial Freedom serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Financial Freedom is high net worth individuals with 77 clients and $241.72 million of assets under management. Among the 8 most similar advisory firms, Financial Freedom has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $252.56 million for 95 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Financial Freedom doesn't advise any private funds.

Careers at Financial Freedom, LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Allen Agle Osgood	Chairman and founder	1 Jan 2000	Other	2825858
Allen Agle Osgood	President & chief compliance officer	1 Oct 2004	75% - 100%	4531333

Based in Cincinnati

The principal office where Financial Freedom, LLC performs its advisory services is located at 8044 Montgomery Road, Cincinnati, OH 45236 The mailing address of the firm is 6228 Whileaway Dr, Loveland, OH 45140. An additional office of the firm is in Sarasota, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 513-697-6400 or by fax 513-697-6410. The normal business hours are 8 am - 6 pm on Monday - Friday. You can find more information about the New York firm at finfree.com.