Leafhouse Financial Advisors, LLC (Austin)

Name: Leafhouse Financial Advisors, LLC
Address: 6504 Bridgepoint Parkway, Austin, TX, 78730
Telephone: (512) 879-1505

Leafhouse Financial Advisors, LLC is a large advisory firm based in Austin. It manages $5.01 billion of regulatory assets for 1,231 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Alabama, Arizona, California, and 34 other states.

Leafhouse Financial Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Leafhouse Financial Advisors: assets under management

The assets under management (AUM) of Leafhouse Financial Advisors, LLC is $5.01 billion. The firm's AUM has grown by 1908% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.64 billion in discretionary accounts and $369.61 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.02 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $4.86 million.

Investments

The firm invests in investment and business development companies the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Leafhouse Financial Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Leafhouse Financial Advisors serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Leafhouse Financial Advisors is pension and profit sharing plans with 1,167 clients and $4.95 billion of assets under management. Among the 9 most similar advisory firms, Leafhouse Financial Advisors has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $5.01 billion for 1,212 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Leafhouse Financial Advisors doesn't advise any private funds.

Careers at Leafhouse Financial Advisors, LLC

The company employs 13 people that are either part- or full-time employees. 46 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Leafhouse Financial Group	Managing member	1 Nov 2008	75% - 100%	26-3479399
Todd Aaron Kading	Managing director and chief compliance officer	1 Feb 2009	Other	3070933
Neal Maverick Weaver	Managing member	1 Feb 2009	Other	2971832
Marley Elyse Mcburney	Operations coordinator and chief compliance officer	1 Sep 2018	Other	6368622

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Todd Aaron Kading	Managing member	1 Jan 2009	50% - 75%	3070933
Neal Maverick Weaver	Managing member	1 Jan 2009	50% - 75%	2971832

Based in Austin

The principal office where Leafhouse Financial Advisors, LLC performs its advisory services is located at 6504 Bridgepoint Parkway, Austin, TX 78730, which is also the mailing address of the firm. An additional office of the firm is in Phoenix, AZ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (512) 879-1505 or by fax (512) 514-1070. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at leafhousefinancial.com/.