Protected Investors Of America (San Francisco)

Name: Protected Investors Of America
Address: 235 Montgomery Street, San Francisco, CA, 94104
Telephone: 415-398-4363

Protected Investors Of America is a large advisory firm based in San Francisco. It manages $607.93 million of regulatory assets for 2,142 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alaska, Arizona, California, and 37 other states.

Protected Investors Of America provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and educational seminars and workshops. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Protected Investors Of America: assets under management

The assets under management (AUM) of Protected Investors Of America is $607.93 million. The firm's AUM has grown by 178% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $303.12 million in discretionary accounts and $304.81 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $228.77 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $373.09 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Protected Investors Of America for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Protected Investors Of America

John Thomas Armstead has been acting as President since 1 Sep 2011. Tammy Hien Cao joined the executive team most recently as the Finop.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Dwight Johnston Sims	Senior vice president	1 Jun 1978	Other	837279
Judy Lee Withee	Registered rep	1 Jul 1982	Other	1058416
Russell Wayne Ketron	Registered rep	1 Apr 1987	Other	268772
Janet Winslow Campbell	Registered rep	1 Nov 1988	Other	1159340
James Vincent Grealish	Chairman emeritus	1 Dec 1991	Other	228232
Georgene Treadwell Keeler	Director	1 Sep 1997	Other	1070584
Diane Lynn Hoessl	Senior vice president, chief compliance officer	1 Aug 1998	Other	1843710
Irving Martyn Ford	Director/treasurer/secretary	1 Sep 1998	Other	211057
Susan Katherine Campbell	President	1 Jan 1999	Other	2377541
Rita Kay Buchfinck	Shareholder	1 Sep 1999	Other	869008
James Edgar Runyeon	Director	1 Sep 1999	Other	407275
Donna Marie Rio	Director	1 Sep 1999	Other	1688578
Shelley Diane Bagg	Chairman	1 Sep 1999	Other	2091428
Carol Ann Hallberg	Vice president	1 Jun 2000	Other	2888533
Rita Kay Buchfinck	Director	1 Sep 2000	Other	869008
Nasstrom Trust	Shareholder	1 Jan 2001	Other	00-0000000
Sharon Solomon Nasstrom	Trustee of nasstrom trust	1 Jan 2001	Other	2898387
Rita Kay Buchfinck	President	1 Jun 2001	Other	869008
Shelley Diane Bagg	Cfo	1 Jun 2001	Other	2091428
Ramon Jose Miller	Director	1 Jun 2001	Other	1387897
James Edgar Runyeon	Registered rep	1 Jun 2002	Other	407275
John Thomas Armstead	Director/secretary	1 Jun 2002	Other	1048109
Verland Max Christiansen	Director	1 Jun 2002	Other	1059341
John Thomas Armstead	Chairman, treasurer	1 Sep 2003	Other	1048109
Verland Max Christiansen	Secretary	1 Sep 2003	Other	1059341
Sharon Solomon Nasstrom	Director	1 Sep 2003	Other	2898387
Donna Marie Rio	Director, cfo	1 Jun 2004	Other	1688578
Shelley Diane Bagg	Director	1 Jun 2004	Other	2091428
Sharon Solomon Nasstrom	Director, treasurer	1 Sep 2005	Other	2898387
Robert Laurie Dreizler	Director	1 Sep 2005	Other	867308
Charles Chesters Rubey	Director/secretary	1 Sep 2006	Other	2275951
Charles Chesters Rubey	Director	1 Sep 2007	Other	2275951
Nancy Laura Robertson	Director	1 Sep 2007	Other	2319383
John Thomas Armstead	Cfo	1 Sep 2007	Other	1048109
Sharon Solomon Nasstrom	Chairman	1 Sep 2007	Other	2898387
Sally Ann Hershey	Director	1 Sep 2008	Other	2144476
Irving Martyn Ford	Shareholder	1 Sep 2008	Other	211057
Carol A Aguada Hallberg	Chief compliance officer & finop	1 Apr 2009	Other	2888533
Dreizler Family Trust	Shareholder	1 Jun 2009	Other	00-0000000
Kobe Family Trust (Dated 11 22 2004)	Shareholder	1 Jun 2009	Other	00-0000000
Robert Laurie Dreizler	Trustee of dreizler family trust	1 Jun 2009	Other	867308
Sonya Brooke Dreizler	Vice president	1 Jun 2009	Other	4754721
David Howard Kobe	Trustee of kobe family trust (dated 11-22-2004)	1 Sep 2009	Other	xxx-xx-xxxx
Susan Katherine Campbell	Director	1 Sep 2009	Other	2377541
Carol A Aguada Hallberg	Chief compliance officer	1 Jun 2010	Other	2888533
Leonard Jeffrey Stecklow	President/ceo	1 Nov 2010	Other	1491219
John Thomas Armstead	Chairman	1 Sep 2011	Other	1048109
Sharon Solomon Nasstrom	Director/secretary	1 Sep 2011	Other	2898387
David Howard Kobe	Director/treasurer	1 Sep 2011	Other	1052144
Armstead Family Trust Ua Dtd	Shareholder	1 Nov 2012	Other	00-0000000
John Thomas Armstead	Trustee of armstead family trust ua dtd	1 Nov 2012	Other	1048109
Eric John Smith	Chief compliance officer	1 Dec 2012	Other	1220164
Lisa Denise Tuemmler	Director	1 Aug 2014	Other	4642373
Michael J Calvelli	Director	1 Aug 2014	Other	1237708
Sonya Brooke Dreizler	President / ceo	1 Jan 2015	Other	4754721
Heidi Ann Johnson	Chief compliance officer	1 Jan 2015	Other	2443764
Tammy Hien Cao	Finop	1 Jul 2015	Other	6113272

Based in San Francisco

The principal office where Protected Investors Of America performs its advisory services is located at 235 Montgomery Street, San Francisco, CA 94104, which is also the mailing address of the firm. An additional office of the firm is in Walnut Creek, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-398-4363 or by fax 415-398-6789. The normal business hours are 6:30 am - 4:00 pm on Monday - Friday. You can find more information about the New York firm at protectedinvestors.com.