Wma Investment Advisors Inc (Duluth)

Wma Investment Advisors Inc is an adviser based in Duluth. It manages $15.01 million of regulatory assets for 34 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Wma Investment Advisors provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Wma Investment Advisors: assets under management

The assets under management (AUM) of Wma Investment Advisors Inc is $15.01 million. The firm's AUM has gone down by -76% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Wma Investment Advisors Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Wma Investment Advisors Inc

Steeley Hubert Humphrey has been acting as President since 1 Mar 1995. Barry Milton Clause joined the executive team most recently as the President And Chief Operating Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Steeley Hubert Humphrey	Director/chairman	1 Mar 1995	75% - 100%	857054
Thomas Wood Montgomery	Director/executive vice president	1 Mar 1995	Other	2483099
Barry Milton Clause	Vice president and chief operating officer	1 Mar 1995	Other	1100029
Nancy Ann Moate	Assistant secretary	1 Mar 1995	Other	2422381
John Ronald Ulmer	Secretary	1 Apr 1995	Other	2657111
Kevin Lue Palmer	Director, compliance and operations	1 Nov 1995	Other	1828129
Kevin Lue Palmer	Vice president and chief compliance officer	1 Jul 1998	Other	1828129
Barry Milton Clause	President and chief operating officer	1 Jan 2001	Other	1100029

Based in Duluth

The principal office where Wma Investment Advisors Inc performs its advisory services is located at 11315 Johns Creek Pkwy, Duluth, GA 30097, which is also the mailing address of the firm. An additional office of the firm is in Anaheim, CA. It doesn’t run an office outside of the United States.