Dunham Lane Capital Partners LLC (New York)

Name: Dunham Lane Capital Partners LLC
Address: 115 Broadway, New York, NY, 10006
Telephone: (757) 810-2541

Dunham Lane Capital Partners LLC is a mid-sized advisory firm based in New York. It manages $30.71 million of regulatory assets for 125 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of Florida, Massachusetts, New York, and 3 other states.

Dunham Lane Capital Partners provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dunham Lane Capital Partners: assets under management

The assets under management (AUM) of Dunham Lane Capital Partners LLC is $30.71 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $30.71 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $245.68 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 93% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 5% of the firm’s portfolio. Investments in derivatives form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dunham Lane Capital Partners LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Dunham Lane Capital Partners serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Dunham Lane Capital Partners is high net worth individuals with 42 clients and $23.37 million of assets under management. Among the 2 most similar advisory firms, Dunham Lane Capital Partners has the lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $30.71 million for 125 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Dunham Lane Capital Partners doesn't advise any private funds.

Careers at Dunham Lane Capital Partners LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stephen Lynn Huntzinger Jr	Executive officer	1 Mar 2016	Other	4975754
Anthony Louis Olivieri	Cco	1 Mar 2016	Other	5547700
Huntzinger Holdings Llc	Member	1 Jun 2019	50% - 75%	84-2213438
Constantia Ventures Llc	Member	1 Jun 2019	50% - 75%	84-2213415

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Anthony Louis Olivieri	Managing member	1 Jun 2019	75% - 100%	5547700
Stephen Lynn Huntzinger Jr	Managing member	1 Jun 2019	75% - 100%	4975754

Based in New York

The principal office where Dunham Lane Capital Partners LLC performs its advisory services is located at 115 Broadway, New York, NY 10006, which is also the mailing address of the firm. An additional office of the firm is in Miami, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (757) 810-2541. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at dunhamlanecapital.com and its LinkedIn profile.