Lof Lopez & Associates, LLC (Tucson)

Name: Lof Lopez & Associates, LLC
Address: 4757 E. Camp Lowell Dr., Tucson, AZ, 85712
Telephone: 520-881-2523

Lof Lopez & Associates, LLC is an adviser based in Tucson. It manages $83.58 million of regulatory assets for 759 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Arizona, California, Illinois, Nebraska, and Texas.

Lof Lopez & Associates provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and portfolio and account consultation services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Lof Lopez & Associates: assets under management

The assets under management (AUM) of Lof Lopez & Associates, LLC is $83.58 million. The firm's AUM has grown by 76% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $81.95 million in discretionary accounts and $1.63 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $108.4 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $544 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lof Lopez & Associates, LLC for their services and products based on a percentage of assets under management, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Lof Lopez & Associates, LLC

Laurence Edward Lof has been acting as President since 1 May 2007. Christopher Jason Lopez joined the executive team most recently as the Chief Compliance Officer/Managing Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Laurence Edward Lof	President/managing member	1 May 2007	75% - 100%	311668
Christopher Jason Lopez	Chief compliance officer/member	1 May 2007	Other	4314767
Laurence Edward Lof	President/managing member	1 Jun 2007	50% - 75%	311668
Christopher Jason Lopez	Chief compliance officer/managing member	1 Jun 2007	50% - 75%	4314767

Based in Tucson

The principal office where Lof Lopez & Associates, LLC performs its advisory services is located at 4757 E. Camp Lowell Dr., Tucson, AZ 85712, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 520-881-2523 or by fax 520-319-5940. The normal business hours are 8:00 am - 4:30 pm on Monday - Friday. You can find more information about the New York firm at www.lof-lopez.com.