Tide Point Capital Management, LP (Old Greenwich)

Name: Tide Point Capital Management, LP
Address: 1700 East Putnam Avenue, Old Greenwich, CT, 06870
Telephone: 203-983-4840

Tide Point Capital Management, LP is a large advisory firm based in Old Greenwich. It manages $1.79 billion of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Connecticut.

Tide Point Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tide Point Capital Management: assets under management

The assets under management (AUM) of Tide Point Capital Management, LP is $1.79 billion. The firm's AUM has grown by 373% since the beginning of its operation, and $980.03 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.73 billion in discretionary accounts and $58.03 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $433.13 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $58.03 million.

Tide Point Capital Management has custody of $922 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Tide Point Capital Management, LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Tide Point Capital Management serves?

The firm provides services to pooled investment vehicles and corporations or other businesses. The largest group of clients of Tide Point Capital Management is pooled investment vehicles with 4 clients and $1.73 billion of assets under management. Among the 13 most similar advisory firms, Tide Point Capital Management has the 7th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.79 billion for 5 clients. 80% of the firm’s clients are foreign persons or businesses.

Tide Point Capital Management also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $1,000,000.

Careers at Tide Point Capital Management, LP

The company employs 12 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Christopher Alan Winham	Chief investment officer and limited partner	1 Feb 2012	50% - 75%	2300836
Brett Steven Spector	Chief financial officer and chief compliance officer	1 May 2012	Other	4783124
Mark Adam Anfang	Limited partner	1 Aug 2012	Other	4547753
Andrew William Schoff	Limited partner	1 Aug 2012	Other	4553630
Llc Tide Point Capital Management Gp	General partner	1 Jan 2014	Other	n/a
Jeffrey Arthur Annecchino	Chief operating officer, chief compliance officer	1 Apr 2015	Other	1316713
Michael Evan Elgort	Chief financial officer	1 Dec 2015	Other	5093850

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Christopher Alan Winham	Managing member	1 Jan 2014	75% - 100%	2300836

Based in Old Greenwich

The principal office where Tide Point Capital Management, LP performs its advisory services is located at 1700 East Putnam Avenue, Old Greenwich, CT 06870, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-983-4840 or by fax 203-983-4805. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at tidepointcap.com/.