Sun Capital Advisors, Inc. (Boca Raton)

Name: Sun Capital Advisors, Inc.
Address: 5200 Town Center Circle, Boca Raton, FL, 33486 1015
Telephone: 561-394-0550

Sun Capital Advisors, Inc. is a large advisory firm based in Boca Raton. It manages $6.92 billion of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of California, Florida, and New York.

Sun Capital Advisors provides investment adviser to private investment funds. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sun Capital Advisors: assets under management

The assets under management (AUM) of Sun Capital Advisors, Inc. is $6.92 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -19% since the beginning of its operation, and $6.34 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $6.92 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $692.39 million each.

Sun Capital Advisors has custody of $6.92 billion in cash and securities for 10 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sun Capital Advisors, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Sun Capital Advisors serves?

The only and largest group of clients of Sun Capital Advisors is pooled investment vehicles with 10 clients and $6.92 billion of assets under management. Among the 10 most similar advisory firms, Sun Capital Advisors has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $6.92 billion for 10 clients. 92% of the firm’s clients are foreign persons or businesses.

Sun Capital Advisors also advises several private funds. Namely, two hedge funds and eight private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $5,000,000.

Careers at Sun Capital Advisors, Inc.

The company employs 134 people that are either part- or full-time employees. 41 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Lisa J Leder	Member, sun capital securities management, lp	1 May 2004	Other	6023463
As Tenants By The Entireties Rodger R. Krouse And Hillary Krouse	Member, sun capital securities management, lp	1 May 2004	25% - 50%	xxx-xx-xxxx
Marc Jay Leder	Director and co-ceo, sun capital advisors, inc.	1 Aug 2004	Other	2302988
Rodger Russell Krouse	Director and co-ceo, sun capital advisors, inc.	1 Aug 2004	Other	2426390
Kevin J. Calhoun	Managing director and cfo, sun capital advisors, inc.	1 Dec 2004	Other	6026445
C. Deryl Couch	Managing director and general counsel, sun capital advisors, inc.	1 Dec 2004	Other	6026465
Llc Sun Capital Securities Iii	General partner, sun capital securities management iii, lp	1 Apr 2008	Other	98-0522940
Marc J. Leder Revocable Trust	Shareholder, sun capital advisors, inc.	1 Jan 2011	50% - 75%	xxx-xx-xxxx
Rodger R. Krouse Revocable Trust	Shareholder, sun capital advisors, inc.	1 Jan 2011	50% - 75%	xxx-xx-xxxx
David Aubrey Kurzweil	Chief compliance officer, registrant and relying advisers	1 Mar 2011	Other	2379035
Mjl Living Trust	Shareholder	1 Sep 2017	50% - 75%	xxx-xx-xxxx
Rrk Living Trust	Shareholder	1 Sep 2017	50% - 75%	xxx-xx-xxxx

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Marc Jay Leder	Settlor	1 Feb 2010	75% - 100%	2302988
Rodger Russell Krouse	Settlor	1 Sep 2010	75% - 100%	2426390
Marc Jay Leder	Trustee	1 Oct 2017	75% - 100%	2302988
Rodger Russell Krouse	Trustee	1 Oct 2017	75% - 100%	2426390

Based in Boca Raton

The principal office where Sun Capital Advisors, Inc. performs its advisory services is located at 5200 Town Center Circle, Boca Raton, FL 33486 1015, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 561-394-0550 or by fax 561-394-0540. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at suncappart.com.