Capital Securities Of America, Inc. (Hartville)

Name: Capital Securities Of America, Inc.
Address: 150 Grand Trunk Ave, Hartville, OH, 44632
Telephone: 330-877-7710

Capital Securities Of America, Inc. is a large advisory firm based in Hartville. It manages $119.92 million of regulatory assets for 397 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Arizona, California, Colorado, and 13 other states.

Capital Securities Of America provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Capital Securities Of America: assets under management

The assets under management (AUM) of Capital Securities Of America, Inc. is $119.92 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $119.92 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $302.07 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Capital Securities Of America, Inc. for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Capital Securities Of America, Inc.

John Webber Maconachy has been acting as President since 1 Apr 1994. Coil Us Holdings Inc. joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jerry Lee Cline	President, cfo	1 Apr 1994	25% - 50%	1350020
John Webber Maconachy	Director/shareholder	1 Apr 1994	Other	2483727
George E Stradley	Director/shareholder	1 Apr 1994	Other	2483729
Ellis Erb	Shareholder	1 Jul 1999	Other	4103441
Kenneth Lee Mclaughlin	Cco	1 Feb 2000	Other	1645641
Brian Eugene Mohney	Srop, coo	1 May 2003	Other	2890043
Jerry Lee Cline	Secretary	1 Dec 2004	25% - 50%	1350020
Jerry Lee Cline	Cco	1 Apr 2005	25% - 50%	1350020
Greg Mark Hausenbauer	Chief compliance officer	1 Jun 2005	Other	2458528
Inc Wunderlich Investment Company	Shareholder	1 Mar 2007	75% - 100%	62-1720109
Tracy Leighton Wiswall	Chief compliance officer	1 Mar 2007	Other	3023407
Gary Kent Jr Wunderlich	Chief executive officer	1 Mar 2007	Other	2256877

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Coil Us Holdings Inc.	Shareholder	1 Dec 2007	75% - 100%	26-1493068
Coil Investment Group Af	Shareholder	1 Dec 2007	75% - 100%	foreign
Alfred Ydsteb	Shareholder	1 Dec 2007	75% - 100%	5489289

Based in Hartville

The principal office where Capital Securities Of America, Inc. performs its advisory services is located at 150 Grand Trunk Ave, Hartville, OH 44632, which is also the mailing address of the firm. An additional office of the firm is in Orlando, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 330-877-7710 or by fax 330-877-7720. The normal business hours are 8 am to 5 pm on Monday - Friday. You can find more information about the New York firm at www.capsecurities.com.